|
gptkbp:instanceOf
|
gptkb:government_agency
|
|
gptkbp:appointedBy
|
gptkb:President_of_the_United_States
|
|
gptkbp:country
|
gptkb:United_States
|
|
gptkbp:enforcedBy
|
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
gptkb:Jumpstart_Our_Business_Startups_Act
federal securities laws
|
|
gptkbp:established
|
1934
|
|
gptkbp:filingMethod
|
gptkb:Form_11-K
gptkb:Form_144
gptkb:Form_15
gptkb:Form_25
gptkb:Form_40-17G
gptkb:Form_40-17G-1
gptkb:Form_40-17G-2
gptkb:Form_40-17G-3
gptkb:Form_40-17G-4
gptkb:Form_6-K
gptkb:Form_F-1
gptkb:Form_F-10
gptkb:Form_F-3
gptkb:Form_F-4
gptkb:Form_F-6
gptkb:Form_13F
gptkb:Form_20-F
gptkb:Form_40-F
gptkb:Form_5
gptkb:Form_N-1A
gptkb:Form_N-CEN
gptkb:Form_N-CSR
gptkb:Form_N-PORT
gptkb:Form_N-PX
gptkb:Form_D
gptkb:Form_424B
gptkb:Form_S-3
gptkb:Form_S-4
gptkb:Form_S-8
gptkb:Form_ADV
gptkb:Form_3
gptkb:Form_10-K
gptkb:Form_10-Q
gptkb:Form_13D
gptkb:Form_13G
gptkb:Form_8-K
gptkb:Form_DEF_14A
gptkb:Form_S-1
Form 4
Form 40-17G-10
Form 40-17G-11
Form 40-17G-12
Form 40-17G-13
Form 40-17G-14
Form 40-17G-15
Form 40-17G-16
Form 40-17G-17
Form 40-17G-18
Form 40-17G-19
Form 40-17G-20
Form 40-17G-5
Form 40-17G-6
Form 40-17G-7
Form 40-17G-8
Form 40-17G-9
Form F-80
Form 12b-25
Form 18
Form 24F-2
Form F-7
Form F-8
Form F-9
|
|
gptkbp:fullName
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:hasChair
|
gptkb:Gary_Gensler
|
|
gptkbp:hasDivision
|
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
|
|
gptkbp:headquarters
|
gptkb:Washington,_D.C.
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC (for US funds)
|
|
gptkbp:mission
|
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
|
|
gptkbp:officeLocation
|
gptkb:Office_of_Compliance_Inspections_and_Examinations
gptkb:Office_of_International_Affairs
gptkb:Office_of_Investor_Education_and_Advocacy
gptkb:Office_of_the_Chief_Accountant
gptkb:Office_of_the_General_Counsel
|
|
gptkbp:oversees
|
gptkb:Securities_Investor_Protection_Corporation_(SIPC)
gptkb:Financial_Industry_Regulatory_Authority_(FINRA)
gptkb:Public_Company_Accounting_Oversight_Board_(PCAOB)
Municipal Securities Rulemaking Board (MSRB)
|
|
gptkbp:primaryUse
|
regulation of securities markets
|
|
gptkbp:regulates
|
broker-dealers
investment advisers
mutual funds
public companies
clearing agencies
transfer agents
exchanges
|
|
gptkbp:reportsTo
|
gptkb:United_States_Congress
|
|
gptkbp:website
|
https://www.sec.gov/
|
|
gptkbp:bfsParent
|
gptkb:Risk_Premia_Strategies
|
|
gptkbp:bfsLayer
|
8
|