Statements (42)
Predicate | Object |
---|---|
gptkbp:instanceOf |
gptkb:SEC_filing
|
gptkbp:amendedBy |
SEC rules and regulations
|
gptkbp:availableOn |
gptkb:Investment_Adviser_Public_Disclosure_website
|
gptkbp:filingDate |
gptkb:Investment_Adviser_Registration_Depository
|
gptkbp:filingMethod |
annually
|
gptkbp:firstIssueDate |
1985
|
gptkbp:hasPart |
Part 1
Part 2 Part 3 |
https://www.w3.org/2000/01/rdf-schema#label |
Form ADV
|
gptkbp:includes |
information about brokerage practices
information about business practices information about clients information about code of ethics information about conflicts of interest information about custody of client funds information about disciplinary events information about disciplinary history information about employees information about fees and compensation information about financial industry affiliations information about investment strategies information about ownership |
gptkbp:legalBasis |
gptkb:Investment_Advisers_Act_of_1940
|
gptkbp:openToPublic |
yes
|
gptkbp:Part_1 |
requires information about business, ownership, clients, employees, and disciplinary events
|
gptkbp:Part_2 |
requires narrative brochures for clients
|
gptkbp:Part_3 |
requires Form CRS (Client Relationship Summary)
|
gptkbp:purpose |
disclose business practices
disclose conflicts of interest disclose disciplinary history register investment advisers |
gptkbp:requires |
gptkb:U.S._Securities_and_Exchange_Commission
gptkb:SEC-registered_investment_advisers gptkb:exempt_reporting_advisers gptkb:state-registered_investment_advisers gptkb:state_securities_authorities |
gptkbp:usedBy |
investment advisers
|
gptkbp:bfsParent |
gptkb:Vista_Equity_Partners
gptkb:Investment_Adviser_Regulation gptkb:Bridgewater_Associates |
gptkbp:bfsLayer |
6
|