U.S. Securities and Exchange Commission

URI: https://gptkb.org/entity/U.S._Securities_and_Exchange_Commission

GPTKB entity

Statements (123)

Predicate	Object
gptkbp:instanceOf	gptkb:government_agency
gptkbp:abbreviation	gptkb:SEC
gptkbp:chairman	gptkb:Gary_Gensler
gptkbp:country	gptkb:United_States
gptkbp:enforcedBy	gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Dodd-Frank_Act gptkb:Sarbanes-Oxley_Act federal securities laws
gptkbp:established	1934
gptkbp:hasDivision	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets
gptkbp:headquarters_location	gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label	U.S. Securities and Exchange Commission
gptkbp:jurisdiction	gptkb:federal_government_of_the_United_States
gptkbp:mission	facilitate capital formation maintain fair, orderly, and efficient markets protect investors
gptkbp:numberOfMPs	5
gptkbp:officeLocation	gptkb:Office_of_Compliance_Inspections_and_Examinations gptkb:Office_of_International_Affairs gptkb:Office_of_Investor_Education_and_Advocacy gptkb:Office_of_the_Chief_Accountant gptkb:Office_of_the_General_Counsel gptkb:Office_of_Acquisitions gptkb:Office_of_Administrative_Law_Judges gptkb:Office_of_Business_Continuity_Planning gptkb:Office_of_Credit_Ratings gptkb:Office_of_Data_Science gptkb:Office_of_Equal_Employment_Opportunity gptkb:Office_of_Ethics_Counsel gptkb:Office_of_FOIA_Services gptkb:Office_of_Financial_Management gptkb:Office_of_Human_Resources gptkb:Office_of_Information_Technology gptkb:Office_of_Legislative_and_Intergovernmental_Affairs gptkb:Office_of_Municipal_Securities gptkb:Office_of_Records_Management_Services gptkb:Office_of_Risk_Assessment gptkb:Office_of_Security_Services gptkb:Office_of_Small_Business_Policy gptkb:Office_of_Strategic_Initiatives gptkb:Office_of_Structured_Finance gptkb:Office_of_Support_Operations gptkb:Office_of_the_Chief_Administrative_Law_Judge gptkb:Office_of_the_Chief_Brand_Officer gptkb:Office_of_the_Chief_Collaboration_Officer gptkb:Office_of_the_Chief_Counsel gptkb:Office_of_the_Chief_Engagement_Officer gptkb:Office_of_the_Chief_Experience_Officer gptkb:Office_of_the_Chief_FOIA_Officer gptkb:Office_of_the_Chief_Litigation_Counsel gptkb:Office_of_the_Chief_Marketing_Officer gptkb:Office_of_the_Chief_Performance_Officer gptkb:Office_of_the_Chief_Resilience_Officer gptkb:Office_of_the_Chief_Storytelling_Officer gptkb:Office_of_the_Whistleblower gptkb:Office_of_Administrative_Services gptkb:Office_of_Minority_and_Women_Inclusion gptkb:Office_of_Public_Affairs gptkb:Office_of_the_Chief_Accessibility_Officer gptkb:Office_of_the_Chief_Administrative_Officer gptkb:Office_of_the_Chief_Analytics_Officer gptkb:Office_of_the_Chief_Communications_Officer gptkb:Office_of_the_Chief_Compliance_Officer gptkb:Office_of_the_Chief_Data_Officer gptkb:Office_of_the_Chief_Diversity_Officer gptkb:Office_of_the_Chief_Economist gptkb:Office_of_the_Chief_Financial_Officer gptkb:Office_of_the_Chief_Human_Capital_Officer gptkb:Office_of_the_Chief_Inclusion_Officer gptkb:Office_of_the_Chief_Information_Officer gptkb:Office_of_the_Chief_Information_Security_Officer gptkb:Office_of_the_Chief_Innovation_Officer gptkb:Office_of_the_Chief_Learning_Officer gptkb:Office_of_the_Chief_Operating_Officer gptkb:Office_of_the_Chief_Privacy_Officer gptkb:Office_of_the_Chief_Procurement_Officer gptkb:Office_of_the_Chief_Risk_Officer gptkb:Office_of_the_Chief_Security_Officer gptkb:Office_of_the_Chief_Strategy_Officer gptkb:Office_of_the_Chief_Sustainability_Officer gptkb:Office_of_the_Chief_Technology_Officer gptkb:Office_of_the_Chief_Transformation_Officer gptkb:Office_of_the_Secretary Office of Inspector General
gptkbp:parentOrganization	gptkb:United_States_federal_government
gptkbp:regulates	broker-dealers investment advisers mutual funds public company disclosures stock exchanges securities industry
gptkbp:website	https://www.sec.gov/
gptkbp:bfsParent	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets gptkb:Financial_Industry_Regulatory_Authority gptkb:Foreign_Corrupt_Practices_Act gptkb:Gary_Gensler gptkb:Harvey_Goldschmid gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Municipal_Securities_Rulemaking_Board gptkb:NASDAQ gptkb:Office_of_Compliance_Inspections_and_Examinations gptkb:Office_of_Investor_Education_and_Advocacy gptkb:Office_of_the_Chief_Accountant gptkb:Public_Company_Accounting_Oversight_Board gptkb:SEC gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Securities_Investor_Protection_Corporation gptkb:cryptocurrency gptkb:government
gptkbp:bfsLayer	4