Statements (10)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:SEC_Form
|
| gptkbp:category |
Financial Regulation Form
|
| gptkbp:filingDate |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:purpose |
Notification of compliance with recordkeeping requirements
|
| gptkbp:regulates |
Compliance with SEC rules
|
| gptkbp:relatedTo |
SEC Rule 17a-4
|
| gptkbp:usedBy |
Registered Broker-Dealers
|
| gptkbp:bfsParent |
gptkb:SEC_(for_US_funds)
|
| gptkbp:bfsLayer |
9
|
| https://www.w3.org/2000/01/rdf-schema#label |
Form 40-17G
|