Investment Company Act of 1940

URI: https://gptkb.org/entity/Investment_Company_Act_of_1940
GPTKB entity
AI-created image of Investment Company Act of 1940
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Statements (37)
Predicate Object
gptkbp:instanceOf gptkb:United_States_federal_law
gptkbp:administeredBy gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:amendedBy gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkb:National_Securities_Markets_Improvement_Act_of_1996
gptkbp:appliesTo mutual funds
closed-end funds
unit investment trusts
gptkbp:citation gptkb:15_U.S.C._§§_80a-1–80a-64
gptkbp:dateEnacted August 22, 1940
gptkbp:enactedBy gptkb:United_States_Congress
https://www.w3.org/2000/01/rdf-schema#label Investment Company Act of 1940
gptkbp:nickname gptkb:ICA_1940
'40 Act
gptkbp:prohibits conflicts of interest
misleading statements
self-dealing
gptkbp:purpose regulate investment companies
gptkbp:relatedTo gptkb:Investment_Advisers_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkbp:requires disclosure of financial condition
disclosure of investment policies
independent directors
registration of investment companies
gptkbp:section gptkb:Section_17
gptkb:Section_8
Section 10
Section 15
Section 18
Section 22
Section 36
Section 48
Section 3(a)(1)
gptkbp:signedBy gptkb:Franklin_D._Roosevelt
gptkbp:startDate November 1, 1940
gptkbp:bfsParent gptkb:Securities_and_Exchange_Commission
gptkbp:bfsLayer 3