Office of Compliance Inspections and Examinations
GPTKB entity
Statements (11)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
government agency
|
| gptkbp:aimsTo |
compliance with securities laws
|
| gptkbp:conducts |
examinations of investment advisers
|
| gptkbp:establishedIn |
2003
|
| gptkbp:focusesOn |
compliance inspections
|
| gptkbp:headquarteredIn |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
Office of Compliance Inspections and Examinations
|
| gptkbp:partOf |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:provides |
guidance to firms
|
| gptkbp:responsibleFor |
examining registered entities
|
| gptkbp:worksWith |
other_divisions_of_the_SEC
|