Division of Trading and Markets
GPTKB entity
AI-created image
Statements (50)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:division
|
| gptkbp:establishedIn |
1934
|
| gptkbp:guidanceSystem |
market integrity
market data market technology market access market compliance market enforcement market innovation market licensing market operations market registration market regulation market reporting market risk management market structure market supervision market surveillance market transparency trading practices |
| gptkbp:headquartersLocation |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
Division of Trading and Markets
|
| gptkbp:oversees |
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Municipal_Securities_Rulemaking_Board gptkb:NASDAQ gptkb:New_York_Stock_Exchange gptkb:Securities_Investor_Protection_Corporation gptkb:Chicago_Board_Options_Exchange gptkb:Depository_Trust_Company gptkb:National_Securities_Clearing_Corporation gptkb:Options_Clearing_Corporation |
| gptkbp:parentOrganization |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:partOf |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:regulates |
broker-dealers
securities exchanges self-regulatory organizations alternative trading systems clearing agencies transfer agents securities information processors |
| gptkbp:responsibleFor |
overseeing broker-dealers
overseeing clearing agencies overseeing securities information processors overseeing self-regulatory organizations overseeing transfer agents regulating major securities market participants regulating securities markets infrastructure |
| gptkbp:website |
https://www.sec.gov/divisions/marketreg.shtml
|
| gptkbp:bfsParent |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:bfsLayer |
3
|