Division of Trading and Markets

GPTKB entity

Statements (50)
Predicate Object
gptkbp:instanceOf gptkb:division
gptkbp:establishedIn 1934
gptkbp:guidanceSystem market integrity
market data
market technology
market access
market compliance
market enforcement
market innovation
market licensing
market operations
market registration
market regulation
market reporting
market risk management
market structure
market supervision
market surveillance
market transparency
trading practices
gptkbp:headquartersLocation gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label Division of Trading and Markets
gptkbp:oversees gptkb:Financial_Industry_Regulatory_Authority
gptkb:Municipal_Securities_Rulemaking_Board
gptkb:NASDAQ
gptkb:New_York_Stock_Exchange
gptkb:Securities_Investor_Protection_Corporation
gptkb:Chicago_Board_Options_Exchange
gptkb:Depository_Trust_Company
gptkb:National_Securities_Clearing_Corporation
gptkb:Options_Clearing_Corporation
gptkbp:parentOrganization gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:partOf gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:regulates broker-dealers
securities exchanges
self-regulatory organizations
alternative trading systems
clearing agencies
transfer agents
securities information processors
gptkbp:responsibleFor overseeing broker-dealers
overseeing clearing agencies
overseeing securities information processors
overseeing self-regulatory organizations
overseeing transfer agents
regulating major securities market participants
regulating securities markets infrastructure
gptkbp:website https://www.sec.gov/divisions/marketreg.shtml
gptkbp:bfsParent gptkb:Securities_and_Exchange_Commission
gptkbp:bfsLayer 3