Statements (74)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:United_States_federal_law
|
| gptkbp:bfsLayer |
3
|
| gptkbp:bfsParent |
gptkb:financial_services_company
|
| gptkbp:aims_to |
gptkb:Company
protect investors |
| gptkbp:amended_by |
gptkb:Jumpstart_Our_Business_Startups_Act
gptkb:Securities_Act_of_1934 |
| gptkbp:applies_to |
public companies
initial public offerings (IP Os) |
| gptkbp:appointed_by |
gptkb:financial_services_company
gptkb:SEC |
| gptkbp:effective_date |
May 27, 1933
|
| gptkbp:enacted_by |
gptkb:legislation
May 27, 1933 |
| gptkbp:enforces |
gptkb:financial_services_company
|
| gptkbp:established |
disclosure requirements
SEC's authority framework for securities regulation |
| gptkbp:facilitates |
capital formation
|
| gptkbp:has_impact_on |
capital markets
|
| gptkbp:historical_significance |
established federal oversight of securities markets
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities Act of 1933
|
| gptkbp:includes |
Form S-1
Regulation D exemptions exemptions for certain offerings |
| gptkbp:includes_provisions_for |
certain securities
|
| gptkbp:influence |
liability for false statements
|
| gptkbp:influenced_by |
gptkb:Great_Depression
|
| gptkbp:is_associated_with |
market stability
financial transparency |
| gptkbp:is_cited_in |
legal cases regarding securities fraud
|
| gptkbp:is_considered |
first major federal securities law
a foundational law for investor protection. a response to stock market crash of 1929 cornerstone of U. S. securities regulation |
| gptkbp:is_considered_as |
first major federal legislation
|
| gptkbp:is_criticized_for |
complexity of compliance
burden on small businesses |
| gptkbp:is_designed_to |
prevent fraud in securities transactions
|
| gptkbp:is_discussed_in |
financial regulation courses
|
| gptkbp:is_evaluated_by |
financial analysts
|
| gptkbp:is_implemented_in |
state securities regulators
SEC rules and regulations |
| gptkbp:is_influential_in |
shaping modern securities regulation
|
| gptkbp:is_linked_to |
investor confidence
|
| gptkbp:is_part_of |
gptkb:New_Deal_legislation
U. S. financial regulatory framework U. S. securities law the regulatory environment for IP Os U. S. securities regulation framework |
| gptkbp:is_referenced_in |
financial literature
investment prospectuses |
| gptkbp:is_related_to |
gptkb:Securities_Exchange_Act_of_1934
gptkb:Blue_Sky_Laws gptkb:Regulation_S-K gptkb:Regulation_S-X |
| gptkbp:is_subject_to |
judicial interpretation
|
| gptkbp:is_used_to |
evaluate securities offerings
protect retail investors |
| gptkbp:mandates |
registration statement filing
|
| gptkbp:provides |
investor protections
civil liabilities for misstatements |
| gptkbp:purpose |
regulate securities offerings
|
| gptkbp:regulates |
securities offerings
|
| gptkbp:related_to |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:requires |
financial disclosures
registration of securities disclosure of financial information audited financial statements disclosure of material facts prospectus delivery risk factor disclosure |
| gptkbp:signed_by |
gptkb:Franklin_D._Roosevelt
|
| gptkbp:training |
law schools
|