Securities Exchange Act of 1934

GPTKB entity

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Predicate	Object
gptkbp:instanceOf	gptkb:United_States_federal_law
gptkbp:alsoKnownAs	gptkb:Exchange_Act
gptkbp:amendedBy	gptkb:Sarbanes–Oxley_Act gptkb:Dodd–Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkbp:appliesTo	publicly traded companies
gptkbp:category	securities regulation 1934 in American law Financial regulation
gptkbp:citation	15 U.S.C. § 78a et seq.
gptkbp:country	gptkb:United_States
gptkbp:dateEnacted	June 6, 1934
gptkbp:enactedBy	gptkb:United_States_Congress
gptkbp:enforcedBy	gptkb:U.S._Department_of_Justice gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:established	gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:fullTitle	An Act to provide for the regulation of securities exchanges and of over-the-counter markets operating in interstate and foreign commerce and through the mails, to prevent inequitable and unfair practices on such exchanges and markets, and for other purposes.
https://www.w3.org/2000/01/rdf-schema#label	Securities Exchange Act of 1934
gptkbp:prohibits	insider trading market manipulation
gptkbp:purpose	prevent fraud and manipulation regulate securities markets
gptkbp:regulates	secondary trading of securities
gptkbp:relatedTo	gptkb:Investment_Company_Act_of_1940 gptkb:Sarbanes–Oxley_Act gptkb:Securities_Act_of_1933
gptkbp:requires	periodic financial reporting
gptkbp:section	Section 12 Section 13 Section 16 Section 10(b)
gptkbp:signedBy	gptkb:Franklin_D._Roosevelt
gptkbp:bfsParent	gptkb:Securities_and_Exchange_Commission
gptkbp:bfsLayer	3