Securities Exchange Act of 1934

GPTKB entity

Statements (33)
Predicate Object
gptkbp:instanceOf gptkb:United_States_federal_law
gptkbp:alsoKnownAs gptkb:Exchange_Act
gptkbp:amendedBy gptkb:Sarbanes–Oxley_Act
gptkb:Dodd–Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkbp:appliesTo publicly traded companies
gptkbp:category securities regulation
1934 in American law
Financial regulation
gptkbp:citation 15 U.S.C. § 78a et seq.
gptkbp:country gptkb:United_States
gptkbp:dateEnacted June 6, 1934
gptkbp:enactedBy gptkb:United_States_Congress
gptkbp:enforcedBy gptkb:U.S._Department_of_Justice
gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:established gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:fullTitle An Act to provide for the regulation of securities exchanges and of over-the-counter markets operating in interstate and foreign commerce and through the mails, to prevent inequitable and unfair practices on such exchanges and markets, and for other purposes.
https://www.w3.org/2000/01/rdf-schema#label Securities Exchange Act of 1934
gptkbp:prohibits insider trading
market manipulation
gptkbp:purpose prevent fraud and manipulation
regulate securities markets
gptkbp:regulates secondary trading of securities
gptkbp:relatedTo gptkb:Investment_Company_Act_of_1940
gptkb:Sarbanes–Oxley_Act
gptkb:Securities_Act_of_1933
gptkbp:requires periodic financial reporting
gptkbp:section Section 12
Section 13
Section 16
Section 10(b)
gptkbp:signedBy gptkb:Franklin_D._Roosevelt
gptkbp:bfsParent gptkb:Securities_and_Exchange_Commission
gptkbp:bfsLayer 3