US SEC

GPTKB entity

Statements (55)
Predicate Object
gptkbp:instanceOf gptkb:government_agency
gptkbp:abbreviation gptkb:SEC
gptkbp:chairman gptkb:Gary_Gensler
gptkbp:country gptkb:United_States
gptkbp:division gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
gptkbp:enforcedBy gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
gptkbp:established 1934
gptkbp:establishedBy gptkb:Securities_Exchange_Act_of_1934
gptkbp:fullName gptkb:United_States_Securities_and_Exchange_Commission
gptkbp:headquartersLocation gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label US SEC
gptkbp:jurisdiction gptkb:federal_government_of_the_United_States
gptkbp:notable_executive gptkb:Christopher_Cox
gptkb:Mary_Jo_White
gptkb:Harvey_Pitt
gptkb:Jay_Clayton
gptkb:Arthur_Levitt
gptkbp:notableAction enforcement actions against insider trading
oversight of financial disclosures
prosecution of securities fraud
regulation of cryptocurrency markets
regulation of initial public offerings
gptkbp:numberOfMPs 5
gptkbp:officeLocation gptkb:Office_of_Compliance_Inspections_and_Examinations
gptkb:Office_of_International_Affairs
gptkb:Office_of_Investor_Education_and_Advocacy
gptkb:Office_of_the_Chief_Accountant
gptkb:Office_of_the_General_Counsel
gptkb:Office_of_Credit_Ratings
gptkb:Office_of_Municipal_Securities
gptkb:Office_of_the_Whistleblower
gptkbp:parentOrganization gptkb:federal_government_of_the_United_States
gptkbp:primaryUse protection of investors
enforcement of federal securities laws
regulation of securities markets
facilitation of capital formation
maintenance of fair, orderly, and efficient markets
gptkbp:regulates broker-dealers
investment advisers
mutual funds
stock exchanges
publicly traded companies
gptkbp:reportsTo gptkb:United_States_Congress
gptkbp:website https://www.sec.gov/
gptkbp:bfsParent gptkb:iXBRL
gptkbp:bfsLayer 7