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United States Securities and Exchange Commission
URI:
https://gptkb.org/entity/United_States_Securities_and_Exchange_Commission
GPTKB entity
Statements (50)
Predicate
Object
gptkbp:instanceOf
gptkb:government_agency
gptkbp:abbreviation
gptkb:SEC
gptkbp:appointedBy
gptkb:President_of_the_United_States
gptkbp:budget
over $2 billion (recent years)
gptkbp:chairman
gptkb:Gary_Gensler
gptkbp:confirmedBy
gptkb:United_States_Senate
gptkbp:country
gptkb:United_States
gptkbp:division
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
gptkbp:enforcedBy
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
federal securities laws
gptkbp:established
1934
gptkbp:filing_system
gptkb:EDGAR
gptkbp:founder
gptkb:United_States_Congress
gptkbp:headquarters_location
gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label
United States Securities and Exchange Commission
gptkbp:insignia
gptkb:Seal_of_the_U.S._Securities_and_Exchange_Commission
gptkbp:jurisdiction
gptkb:federal_government_of_the_United_States
gptkbp:logo
SEC logo.svg
gptkbp:mission
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
gptkbp:numberOfEmployees
over 4,000
gptkbp:numberOfMPs
5
gptkbp:officialWebsite
https://www.sec.gov/
gptkbp:oversees
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Municipal_Securities_Rulemaking_Board
gptkb:Public_Company_Accounting_Oversight_Board
gptkbp:parentOrganization
gptkb:United_States_federal_government
gptkbp:regulates
broker-dealers
investment advisers
mutual funds
public company disclosures
stock exchanges
securities industry
options markets
other electronic securities markets
gptkbp:relatedLegislation
gptkb:Foreign_Corrupt_Practices_Act
gptkb:Jumpstart_Our_Business_Startups_Act
gptkbp:type
gptkb:government_agency
gptkbp:bfsParent
gptkb:United_States_Securities_and_Exchange_Commission_OIG
gptkbp:bfsLayer
6