gptkbp:instanceOf
|
gptkb:government_agency
|
gptkbp:abbreviation
|
gptkb:U.S._Securities_and_Exchange_Commission
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gptkbp:appointedBy
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gptkb:President_of_the_United_States
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gptkbp:confirmedBy
|
gptkb:U.S._Senate
|
gptkbp:country
|
gptkb:United_States
|
gptkbp:division
|
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
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gptkbp:employs
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over 4,000 people
|
gptkbp:enforcedBy
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gptkb:Foreign_Corrupt_Practices_Act
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
federal securities laws
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gptkbp:founded
|
1934
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gptkbp:fullName
|
gptkb:U.S._Securities_and_Exchange_Commission
|
gptkbp:hasChair
|
gptkb:Gary_Gensler
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gptkbp:headquartersLocation
|
gptkb:Washington,_D.C.
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC
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gptkbp:jurisdiction
|
gptkb:federal_government_of_the_United_States
|
gptkbp:mission
|
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
|
gptkbp:numberOfMPs
|
5
|
gptkbp:oversees
|
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Public_Company_Accounting_Oversight_Board
gptkb:EDGAR_system
corporate filings
public company disclosures
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gptkbp:parentOrganization
|
gptkb:federal_government_of_the_United_States
|
gptkbp:regulates
|
gptkb:Initial_Public_Offerings
broker-dealers
investment advisers
mutual funds
self-regulatory organizations
alternative trading systems
insider trading
asset-backed securities
clearing agencies
credit rating agencies
crowdfunding platforms
cryptocurrency-related securities
derivatives markets
digital asset securities
exchange-traded funds
municipal advisors
municipal securities markets
national securities exchanges
over-the-counter markets
proxy solicitations
public company reporting
real estate investment trusts
securities fraud
securities markets
securities-based swaps
stock exchanges
transfer agents
variable annuities
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gptkbp:website
|
https://www.sec.gov/
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gptkbp:bfsParent
|
gptkb:Securities_and_Exchange_Commission
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gptkbp:bfsLayer
|
3
|