SEC

GPTKB entity

Statements (66)
Predicate Object
gptkbp:instanceOf gptkb:government_agency
gptkbp:abbreviation gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:appointedBy gptkb:President_of_the_United_States
gptkbp:confirmedBy gptkb:U.S._Senate
gptkbp:country gptkb:United_States
gptkbp:division gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
gptkbp:employs over 4,000 people
gptkbp:enforcedBy gptkb:Foreign_Corrupt_Practices_Act
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
federal securities laws
gptkbp:founded 1934
gptkbp:fullName gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:hasChair gptkb:Gary_Gensler
gptkbp:headquartersLocation gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label SEC
gptkbp:jurisdiction gptkb:federal_government_of_the_United_States
gptkbp:mission facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
gptkbp:numberOfMPs 5
gptkbp:oversees gptkb:Financial_Industry_Regulatory_Authority
gptkb:Public_Company_Accounting_Oversight_Board
gptkb:EDGAR_system
corporate filings
public company disclosures
gptkbp:parentOrganization gptkb:federal_government_of_the_United_States
gptkbp:regulates gptkb:Initial_Public_Offerings
broker-dealers
investment advisers
mutual funds
self-regulatory organizations
alternative trading systems
insider trading
asset-backed securities
clearing agencies
credit rating agencies
crowdfunding platforms
cryptocurrency-related securities
derivatives markets
digital asset securities
exchange-traded funds
municipal advisors
municipal securities markets
national securities exchanges
over-the-counter markets
proxy solicitations
public company reporting
real estate investment trusts
securities fraud
securities markets
securities-based swaps
stock exchanges
transfer agents
variable annuities
gptkbp:website https://www.sec.gov/
gptkbp:bfsParent gptkb:Securities_and_Exchange_Commission
gptkbp:bfsLayer 3