SEC

URI: https://gptkb.org/entity/SEC

GPTKB entity

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Statements (66)

Predicate	Object
gptkbp:instanceOf	gptkb:government_agency
gptkbp:abbreviation	gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:appointedBy	gptkb:President_of_the_United_States
gptkbp:confirmedBy	gptkb:U.S._Senate
gptkbp:country	gptkb:United_States
gptkbp:division	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets
gptkbp:employs	over 4,000 people
gptkbp:enforcedBy	gptkb:Foreign_Corrupt_Practices_Act gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Dodd-Frank_Act gptkb:Sarbanes-Oxley_Act federal securities laws
gptkbp:founded	1934
gptkbp:fullName	gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:hasChair	gptkb:Gary_Gensler
gptkbp:headquartersLocation	gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label	SEC
gptkbp:jurisdiction	gptkb:federal_government_of_the_United_States
gptkbp:mission	facilitate capital formation maintain fair, orderly, and efficient markets protect investors
gptkbp:numberOfMPs	5
gptkbp:oversees	gptkb:Financial_Industry_Regulatory_Authority gptkb:Public_Company_Accounting_Oversight_Board gptkb:EDGAR_system corporate filings public company disclosures
gptkbp:parentOrganization	gptkb:federal_government_of_the_United_States
gptkbp:regulates	gptkb:Initial_Public_Offerings broker-dealers investment advisers mutual funds self-regulatory organizations alternative trading systems insider trading asset-backed securities clearing agencies credit rating agencies crowdfunding platforms cryptocurrency-related securities derivatives markets digital asset securities exchange-traded funds municipal advisors municipal securities markets national securities exchanges over-the-counter markets proxy solicitations public company reporting real estate investment trusts securities fraud securities markets securities-based swaps stock exchanges transfer agents variable annuities
gptkbp:website	https://www.sec.gov/
gptkbp:bfsParent	gptkb:Securities_and_Exchange_Commission
gptkbp:bfsLayer	3