|
gptkbp:instanceOf
|
gptkb:government_agency
|
|
gptkbp:abbreviation
|
gptkb:SEC
|
|
gptkbp:appointedBy
|
gptkb:President_of_the_United_States
|
|
gptkbp:budget
|
over $2 billion (as of 2023)
|
|
gptkbp:chairman
|
gptkb:Gary_Gensler
|
|
gptkbp:collaboratesWith
|
gptkb:Commodity_Futures_Trading_Commission
gptkb:Department_of_Justice
gptkb:Federal_Bureau_of_Investigation
gptkb:Federal_Reserve
gptkb:Financial_Industry_Regulatory_Authority
state securities regulators
|
|
gptkbp:commissionersConfirmedBy
|
gptkb:United_States_Senate
|
|
gptkbp:country
|
gptkb:United_States
|
|
gptkbp:division
|
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
|
|
gptkbp:employs
|
gptkb:economist
support staff
lawyers
accountants
financial analysts
|
|
gptkbp:enforcedBy
|
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
federal securities laws
|
|
gptkbp:established
|
1934
|
|
gptkbp:establishedBy
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:filingMethod
|
gptkb:Form_13F
gptkb:Form_5
gptkb:Form_3
gptkb:Form_10-K
gptkb:Form_10-Q
gptkb:Form_8-K
gptkb:Form_DEF_14A
gptkb:Form_S-1
Form 4
|
|
gptkbp:filingSystem
|
gptkb:EDGAR
|
|
gptkbp:fullName
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:headquartersLocation
|
gptkb:Washington,_D.C.
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC (United States)
|
|
gptkbp:jurisdiction
|
gptkb:federal_government_of_the_United_States
|
|
gptkbp:logo
|
https://www.sec.gov/files/sec-logo.png
|
|
gptkbp:mainLanguage
|
English
|
|
gptkbp:mission
|
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
|
|
gptkbp:notableCase
|
gptkb:Enron_scandal
gptkb:WorldCom_scandal
gptkb:Martha_Stewart_insider_trading_case
gptkb:Bernard_Madoff_Ponzi_scheme
Elon Musk/Tesla settlement
|
|
gptkbp:numberOfEmployees
|
over 4,000 (as of 2023)
|
|
gptkbp:numberOfMPs
|
5
|
|
gptkbp:officeLocation
|
gptkb:Office_of_Compliance_Inspections_and_Examinations
gptkb:Office_of_International_Affairs
gptkb:Office_of_Investor_Education_and_Advocacy
gptkb:Office_of_the_Chief_Accountant
gptkb:Office_of_the_General_Counsel
gptkb:Office_of_Credit_Ratings
gptkb:Office_of_Municipal_Securities
gptkb:Office_of_the_Whistleblower
|
|
gptkbp:oversees
|
gptkb:NASDAQ
gptkb:New_York_Stock_Exchange
gptkb:Chicago_Board_Options_Exchange
other national securities exchanges
|
|
gptkbp:parentOrganization
|
gptkb:federal_government_of_the_United_States
|
|
gptkbp:regulates
|
broker-dealers
investment advisers
mutual funds
public company disclosures
stock exchanges
securities industry
|
|
gptkbp:termLength
|
5 years
|
|
gptkbp:website
|
https://www.sec.gov/
|
|
gptkbp:bfsParent
|
gptkb:PGIM
|
|
gptkbp:bfsLayer
|
6
|