|
gptkbp:instanceOf
|
gptkb:government_agency
|
|
gptkbp:abbreviation
|
gptkb:SEC
|
|
gptkbp:appointedBy
|
gptkb:President_of_the_United_States
|
|
gptkbp:budget
|
over $2 billion (2023)
|
|
gptkbp:commissionersConfirmedBy
|
gptkb:U.S._Senate
|
|
gptkbp:country
|
gptkb:United_States
|
|
gptkbp:EDGARStandsFor
|
gptkb:Electronic_Data_Gathering,_Analysis,_and_Retrieval
|
|
gptkbp:enforcedBy
|
gptkb:Foreign_Corrupt_Practices_Act
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
federal securities laws
|
|
gptkbp:established
|
1934
|
|
gptkbp:establishedBy
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:fullName
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:hasChair
|
gptkb:Gary_Gensler
|
|
gptkbp:hasDivision
|
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
|
|
gptkbp:hasEDGARSystem
|
gptkb:EDGAR
|
|
gptkbp:hasSeal
|
gptkb:Seal_of_the_U.S._Securities_and_Exchange_Commission
|
|
gptkbp:headquartersLocation
|
gptkb:Washington,_D.C.
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC (US)
|
|
gptkbp:jurisdiction
|
gptkb:federal_government_of_the_United_States
|
|
gptkbp:logo
|
Logo of the U.S. Securities and Exchange Commission
|
|
gptkbp:mainLanguage
|
English
|
|
gptkbp:memberOf
|
gptkb:International_Organization_of_Securities_Commissions
gptkb:Financial_Stability_Oversight_Council
President's Working Group on Financial Markets
|
|
gptkbp:mission
|
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
|
|
gptkbp:notableCase
|
gptkb:SEC_v._Bernard_L._Madoff_Investment_Securities_LLC
gptkb:SEC_v._Elon_Musk
gptkb:SEC_v._Enron
gptkb:SEC_v._Martha_Stewart
gptkb:SEC_v._Ripple_Labs
gptkb:SEC_v._Texas_Gulf_Sulphur_Co.
gptkb:SEC_v._WorldCom
gptkb:SEC_v._W.J._Howey_Co.
|
|
gptkbp:notableCollection
|
gptkb:Form_13F
gptkb:Form_5
gptkb:Form_3
gptkb:Form_10-K
gptkb:Form_10-Q
gptkb:Form_8-K
gptkb:Form_DEF_14A
gptkb:Form_S-1
annual reports
Form 4
insider trading reports
mutual fund filings
proxy statements
public company filings
quarterly reports
registration statements
|
|
gptkbp:numberOfEmployees
|
over 4,000
|
|
gptkbp:numberOfMPs
|
5
|
|
gptkbp:officeLocation
|
gptkb:Office_of_Compliance_Inspections_and_Examinations
gptkb:Office_of_International_Affairs
gptkb:Office_of_Investor_Education_and_Advocacy
gptkb:Office_of_the_Chief_Accountant
gptkb:Office_of_the_General_Counsel
gptkb:Office_of_Credit_Ratings
gptkb:Office_of_Municipal_Securities
gptkb:Office_of_the_Whistleblower
|
|
gptkbp:oversees
|
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Municipal_Securities_Rulemaking_Board
gptkb:Public_Company_Accounting_Oversight_Board
gptkb:Securities_Investor_Protection_Corporation
self-regulatory organizations
|
|
gptkbp:parentOrganization
|
gptkb:federal_government_of_the_United_States
|
|
gptkbp:regulates
|
broker-dealers
investment advisers
mutual funds
insider trading
proxy solicitations
public company disclosures
securities fraud
stock exchanges
financial reporting
securities industry
initial public offerings
corporate takeovers
accounting standards for public companies
|
|
gptkbp:reportsTo
|
gptkb:United_States_Congress
|
|
gptkbp:termLength
|
5 years
|
|
gptkbp:website
|
https://www.sec.gov/
|
|
gptkbp:bfsParent
|
gptkb:Brevan_Howard
|
|
gptkbp:bfsLayer
|
7
|