US Securities and Exchange Commission

URI: https://gptkb.org/entity/US_Securities_and_Exchange_Commission

GPTKB entity

Statements (101)

Predicate	Object
gptkbp:instanceOf	gptkb:government_agency
gptkbp:abbreviation	gptkb:SEC
gptkbp:chairman	gptkb:Gary_Gensler
gptkbp:country	gptkb:United_States
gptkbp:division	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets gptkb:Office_of_Compliance_Inspections_and_Examinations gptkb:Office_of_International_Affairs gptkb:Office_of_Investor_Education_and_Advocacy gptkb:Office_of_the_Chief_Accountant gptkb:Office_of_the_General_Counsel gptkb:Office_of_Acquisitions gptkb:Office_of_Administrative_Law_Judges gptkb:Office_of_Credit_Ratings gptkb:Office_of_Equal_Employment_Opportunity gptkb:Office_of_Ethics_Counsel gptkb:Office_of_FOIA_Services gptkb:Office_of_Financial_Management gptkb:Office_of_Human_Resources gptkb:Office_of_Information_Technology gptkb:Office_of_Legislative_and_Intergovernmental_Affairs gptkb:Office_of_Municipal_Securities gptkb:Office_of_Records_Management_Services gptkb:Office_of_Risk_Assessment gptkb:Office_of_Strategic_Initiatives gptkb:Office_of_Support_Operations gptkb:Office_of_the_Chief_Administrative_Law_Judge gptkb:Office_of_the_Chief_Counsel gptkb:Office_of_the_Chief_FOIA_Officer gptkb:Office_of_the_Chief_Litigation_Counsel gptkb:Office_of_the_Whistleblower gptkb:Office_of_Security gptkb:Office_of_the_Chief_Records_Officer gptkb:Office_of_the_Chief_Support_Officer gptkb:Office_of_Administrative_Services gptkb:Office_of_Minority_and_Women_Inclusion gptkb:Office_of_Public_Affairs gptkb:Office_of_the_Chief_Accessibility_Officer gptkb:Office_of_the_Chief_Compliance_Officer gptkb:Office_of_the_Chief_Data_Officer gptkb:Office_of_the_Chief_Data_Scientist gptkb:Office_of_the_Chief_Diversity_Officer gptkb:Office_of_the_Chief_Economist gptkb:Office_of_the_Chief_Financial_Officer gptkb:Office_of_the_Chief_Human_Capital_Officer gptkb:Office_of_the_Chief_Inclusion_Officer gptkb:Office_of_the_Chief_Information_Officer gptkb:Office_of_the_Chief_Information_Security_Officer gptkb:Office_of_the_Chief_Innovation_Officer gptkb:Office_of_the_Chief_Learning_Officer gptkb:Office_of_the_Chief_Operating_Officer gptkb:Office_of_the_Chief_Privacy_Officer gptkb:Office_of_the_Chief_Procurement_Officer gptkb:Office_of_the_Chief_Risk_Officer gptkb:Office_of_the_Chief_Security_Officer gptkb:Office_of_the_Chief_Strategy_Officer gptkb:Office_of_the_Chief_Sustainability_Officer gptkb:Office_of_the_Chief_Technology_Officer gptkb:Office_of_the_Chief_Transformation_Officer gptkb:Office_of_the_Secretary gptkb:Office_of_the_Chief_Talent_Officer gptkb:Office_of_the_Chief_Wellness_Officer Office of Inspector General
gptkbp:enforcedBy	gptkb:Dodd–Frank_Act gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Sarbanes–Oxley_Act gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Jumpstart_Our_Business_Startups_Act
gptkbp:established	1934
gptkbp:firstChampion	gptkb:Joseph_P._Kennedy_Sr.
gptkbp:headquarters_location	gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label	US Securities and Exchange Commission
gptkbp:jurisdiction	gptkb:federal_government_of_the_United_States
gptkbp:numberOfMPs	5
gptkbp:parentOrganization	gptkb:United_States_federal_government
gptkbp:regulates	broker-dealers investment advisers mutual funds self-regulatory organizations municipal securities dealers clearing agencies national securities exchanges transfer agents publicly traded companies securities information processors securities associations
gptkbp:responsible_for	regulating other related activities and organizations enforcing federal securities laws regulating the securities industry regulating the stock and options exchanges protecting investors facilitating capital formation maintaining fair, orderly, and efficient markets
gptkbp:website	https://www.sec.gov/
gptkbp:bfsParent	gptkb:2008_financial_crisis
gptkbp:bfsLayer	5