Securities and Exchange Commission

URI: https://gptkb.org/entity/Securities_and_Exchange_Commission

GPTKB entity

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Statements (61)

Predicate	Object
gptkbp:instanceOf	gptkb:government_agency
gptkbp:abbreviation	gptkb:SEC
gptkbp:appointedBy	gptkb:President_of_the_United_States
gptkbp:chairman	gptkb:Gary_Gensler
gptkbp:confirmedBy	gptkb:United_States_Senate
gptkbp:country	gptkb:United_States
gptkbp:division	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets
gptkbp:employs	over 4,000 people
gptkbp:enforcedBy	gptkb:Dodd–Frank_Act gptkb:Foreign_Corrupt_Practices_Act gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Sarbanes–Oxley_Act gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934
gptkbp:established	1934
gptkbp:firstChampion	gptkb:Joseph_P._Kennedy_Sr.
gptkbp:has_regional_offices	gptkb:Atlanta gptkb:Boston gptkb:Chicago gptkb:Denver gptkb:Fort_Worth gptkb:Los_Angeles gptkb:Miami gptkb:New_York gptkb:Philadelphia gptkb:San_Francisco
gptkbp:headquarters_location	gptkb:Washington,_D.C.
gptkbp:jurisdiction	gptkb:federal_government_of_the_United_States
gptkbp:mission	facilitate capital formation maintain fair, orderly, and efficient markets protect investors
gptkbp:numberOfMPs	5
gptkbp:officeLocation	gptkb:Office_of_Compliance_Inspections_and_Examinations gptkb:Office_of_International_Affairs gptkb:Office_of_Investor_Education_and_Advocacy gptkb:Office_of_the_Chief_Accountant gptkb:Office_of_the_General_Counsel
gptkbp:oversees	gptkb:Financial_Industry_Regulatory_Authority gptkb:Municipal_Securities_Rulemaking_Board gptkb:Public_Company_Accounting_Oversight_Board gptkb:Securities_Investor_Protection_Corporation
gptkbp:parentOrganization	gptkb:United_States_federal_government
gptkbp:regulates	broker-dealers investment advisers mutual funds public companies securities exchanges self-regulatory organizations
gptkbp:responsible_for	regulating other related activities and organizations enforcing federal securities laws regulating the securities industry regulating the stock and options exchanges
gptkbp:website	https://www.sec.gov/
gptkbp:bfsParent	gptkb:Franklin_D._Roosevelt
gptkbp:bfsLayer	2
https://www.w3.org/2000/01/rdf-schema#label	Securities and Exchange Commission