Securities and Exchange Commission

GPTKB entity

Properties (43)
Predicate Object
gptkbp:instanceOf government agency
gptkbp:affiliatedWith gptkb:North_American_Securities_Administrators_Association
gptkb:American_Bar_Association
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Investment_Company_Institute
gptkb:Public_Company_Accounting_Oversight_Board
gptkb:Securities_Industry_and_Financial_Markets_Association
gptkbp:country gptkb:United_States
gptkbp:divisions gptkb:Division_of_Trading_and_Markets
gptkb:Office_of_Investor_Education_and_Advocacy
Office of the General Counsel
Office_of_Public_Affairs
Division_of_Corporation_Finance
Division_of_Enforcement
Division_of_Investment_Management
Office_of_Risk_Assessment
gptkbp:enforces market manipulation
accounting fraud
securities fraud
insider trading
registration violations
gptkbp:formed 1934
gptkbp:function protect investors
facilitate capital formation
maintain fair, orderly, and efficient markets
regulate the securities industry
enforce federal securities laws
gptkbp:headquarters gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label Securities and Exchange Commission
gptkbp:jurisdiction federal government
gptkbp:keyPeople gptkb:Gary_Gensler
gptkbp:parent_company gptkb:U.S._Department_of_the_Treasury
gptkbp:regulatoryCompliance gptkb:Sarbanes-Oxley_Act_of_2002
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
Securities Exchange Act of 1934
Securities Act of 1933
Investment Advisers Act of 1940
Investment Company Act of 1940
Regulation S-K
Jumpstart Our Business Startups Act
Regulation Fair Disclosure
Regulation S-X
gptkbp:website www.sec.gov