SEC (U.S. Securities and Exchange Commission)
GPTKB entity
Statements (105)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:government_agency
|
| gptkbp:abbreviation |
gptkb:SEC
|
| gptkbp:appointedBy |
gptkb:President_of_the_United_States
|
| gptkbp:confirmedBy |
gptkb:U.S._Senate
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:division |
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets |
| gptkbp:employs |
over 4,000 people
|
| gptkbp:enforcedBy |
gptkb:Foreign_Corrupt_Practices_Act
gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Dodd-Frank_Act gptkb:Sarbanes-Oxley_Act federal securities laws |
| gptkbp:established |
1934
|
| gptkbp:establishedBy |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:filingSystem |
gptkb:EDGAR
|
| gptkbp:fullName |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:has_regional_offices |
gptkb:Atlanta
gptkb:Boston gptkb:Chicago gptkb:Denver gptkb:Fort_Worth gptkb:Los_Angeles gptkb:Miami gptkb:New_York gptkb:Philadelphia gptkb:San_Francisco |
| gptkbp:hasChair |
gptkb:Gary_Gensler
|
| gptkbp:headquartersLocation |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
SEC (U.S. Securities and Exchange Commission)
|
| gptkbp:jurisdiction |
gptkb:federal_government_of_the_United_States
|
| gptkbp:mission |
facilitate capital formation
maintain fair, orderly, and efficient markets protect investors |
| gptkbp:numberOfMPs |
5
|
| gptkbp:oversees |
gptkb:Financial_Industry_Regulatory_Authority_(FINRA)
gptkb:Public_Company_Accounting_Oversight_Board_(PCAOB) Municipal Securities Rulemaking Board (MSRB) |
| gptkbp:parentOrganization |
gptkb:federal_government_of_the_United_States
|
| gptkbp:regulates |
broker-dealers
investment advisers mutual funds securities exchanges self-regulatory organizations corporate governance mergers and acquisitions alternative trading systems hedge funds insider trading market manipulation asset-backed securities clearing agencies credit rating agencies crowdfunding derivatives markets public company disclosures securities fraud shareholder activism stock exchanges transfer agents financial reporting securities industry periodic reporting exchange-traded funds (ETFs) disclosure requirements investment companies initial public offerings (IPOs) proxy voting short selling auditor independence public company accounting venture capital funds private funds securities lending proxy solicitation tender offers securities registration foreign private issuers beneficial ownership reporting climate-related disclosures environmental, social, and governance (ESG) disclosures insider reporting municipal securities shareholder proposals real estate investment trusts (REITs) American Depositary Receipts (ADRs) cross-border securities transactions digital assets and cryptocurrencies executive compensation disclosure going private transactions proxy advisors proxy contests share repurchases |
| gptkbp:termLength |
5 years
|
| gptkbp:website |
https://www.sec.gov/
|
| gptkbp:bfsParent |
gptkb:Wellington_Management_Company
gptkb:FMR_LLC_(Fidelity_Investments) gptkb:Fisher_Investments |
| gptkbp:bfsLayer |
7
|