Securities and Exchange Commission (in the US)

URI: https://gptkb.org/entity/Securities_and_Exchange_Commission_(in_the_US)

GPTKB entity

Statements (97)

Predicate	Object
gptkbp:instanceOf	gptkb:government_agency
gptkbp:abbreviation	gptkb:SEC
gptkbp:appointedBy	gptkb:President_of_the_United_States gptkb:Public_Company_Accounting_Oversight_Board
gptkbp:chairman	gptkb:Gary_Gensler
gptkbp:commissionersConfirmedBy	gptkb:United_States_Senate
gptkbp:commissionerTermLength	5 years
gptkbp:country	gptkb:United_States
gptkbp:division	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets
gptkbp:employs	gptkb:economist support staff lawyers accountants financial analysts
gptkbp:enforcedBy	gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Trust_Indenture_Act_of_1939 gptkb:Dodd-Frank_Act gptkb:Sarbanes-Oxley_Act federal securities laws insider trading laws anti-fraud provisions
gptkbp:established	1934
gptkbp:establishedBy	gptkb:Securities_Exchange_Act_of_1934
gptkbp:hasEDGARSystem	gptkb:EDGAR_(Electronic_Data_Gathering,_Analysis,_and_Retrieval_system)
gptkbp:hasSeal	gptkb:Seal_of_the_U.S._Securities_and_Exchange_Commission
gptkbp:headquartersLocation	gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label	Securities and Exchange Commission (in the US)
gptkbp:jurisdiction	gptkb:federal_government_of_the_United_States
gptkbp:logo	Logo of the U.S. Securities and Exchange Commission
gptkbp:mission	facilitate capital formation maintain fair, orderly, and efficient markets protect investors
gptkbp:notableCase	gptkb:SEC_v._Bernard_L._Madoff_Investment_Securities_LLC gptkb:SEC_v._Elon_Musk gptkb:SEC_v._Enron gptkb:SEC_v._Goldman_Sachs gptkb:SEC_v._Martha_Stewart gptkb:SEC_v._Ripple_Labs gptkb:SEC_v._Texas_Gulf_Sulphur_Co. gptkb:SEC_v._WorldCom gptkb:SEC_v._W.J._Howey_Co.
gptkbp:notableCollection	gptkb:Form_13F gptkb:Form_20-F gptkb:Form_40-F gptkb:Form_5 gptkb:Form_N-1A gptkb:Form_N-2 gptkb:Form_N-3 gptkb:Form_N-4 gptkb:Form_N-6 gptkb:Form_N-8B-2 gptkb:Form_N-CEN gptkb:Form_N-CSR gptkb:Form_N-PORT gptkb:Form_N-PX gptkb:Form_N-Q gptkb:Form_N-SAR gptkb:Form_3 gptkb:Form_10-K gptkb:Form_10-Q gptkb:Form_8-K gptkb:Form_DEF_14A gptkb:Form_S-1 Form 4
gptkbp:numberOfMPs	5
gptkbp:officeLocation	gptkb:Atlanta_Regional_Office gptkb:Boston_Regional_Office gptkb:Chicago_Regional_Office gptkb:Denver_Regional_Office gptkb:Fort_Worth_Regional_Office gptkb:Los_Angeles_Regional_Office gptkb:Miami_Regional_Office gptkb:New_York_Regional_Office gptkb:Philadelphia_Regional_Office gptkb:Salt_Lake_City_Regional_Office gptkb:San_Francisco_Regional_Office Washington, D.C. Headquarters
gptkbp:oversees	gptkb:Financial_Industry_Regulatory_Authority
gptkbp:parentOrganization	gptkb:Federal_government_of_the_United_States
gptkbp:regulates	broker-dealers mutual funds stock exchanges securities industry investment advisors
gptkbp:reportsTo	gptkb:United_States_Congress
gptkbp:requires	disclosure of material information public companies to file annual and quarterly reports
gptkbp:website	https://www.sec.gov/
gptkbp:bfsParent	gptkb:stock_market_index
gptkbp:bfsLayer	5