Securities and Exchange Commission (SEC) (US)
GPTKB entity
Statements (100)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:government_agency
|
| gptkbp:abbreviation |
gptkb:SEC
|
| gptkbp:cannot_have_more_than |
3 commissioners from same political party
|
| gptkbp:chairman |
gptkb:Gary_Gensler
|
| gptkbp:commissioners_appointed_by |
gptkb:President_of_the_United_States
|
| gptkbp:confirmedBy |
gptkb:United_States_Senate
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:createdBy |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:employs |
over 4,000 people
|
| gptkbp:enforcedBy |
gptkb:Sarbanes-Oxley_Act_of_2002
gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Dodd-Frank_Act gptkb:Jumpstart_Our_Business_Startups_Act federal securities laws |
| gptkbp:established |
1934
|
| gptkbp:firstChampion |
gptkb:Joseph_P._Kennedy_Sr.
|
| gptkbp:hasDivision |
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets |
| gptkbp:headquarters_location |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities and Exchange Commission (SEC) (US)
|
| gptkbp:jurisdiction |
gptkb:federal_government_of_the_United_States
|
| gptkbp:mission |
facilitate capital formation
maintain fair, orderly, and efficient markets protect investors |
| gptkbp:numberOfMPs |
5
|
| gptkbp:oversees |
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Public_Company_Accounting_Oversight_Board |
| gptkbp:parentOrganization |
gptkb:United_States_federal_government
|
| gptkbp:regulates |
gptkb:Ponzi_schemes
gptkb:American_depositary_receipts broker-dealers investment advisers mutual funds public companies securities exchanges self-regulatory organizations alternative trading systems insider trading market manipulation asset-backed securities clearing agencies credit rating agencies derivatives markets digital asset securities exchange-traded funds municipal advisors municipal securities markets over-the-counter markets real estate investment trusts stock exchanges transfer agents financial reporting securities industry securities information processors proxy voting short selling auditor independence foreign mutual funds penny stocks proxy advisory firms foreign private issuers initial coin offerings climate-related disclosures cybersecurity disclosures environmental, social, and governance (ESG) disclosures corporate disclosures cross-border securities transactions crowdfunding intermediaries cryptocurrency securities foreign ETFs foreign alternative trading systems foreign asset-backed securities foreign broker-dealers foreign clearing agencies foreign credit rating agencies foreign derivatives markets foreign exchanges foreign investment advisers foreign investment companies foreign municipal securities markets foreign over-the-counter markets foreign proxy advisory firms foreign real estate investment trusts fraudulent securities offerings major security-based swap participants market data consolidators securities lending markets security-based swap dealers whistleblower programs nationally recognized statistical rating organizations |
| gptkbp:termLength |
5 years
|
| gptkbp:website |
https://www.sec.gov/
|
| gptkbp:bfsParent |
gptkb:Public_Companies
|
| gptkbp:bfsLayer |
7
|