gptkbp:instance_of
|
gptkb:government_agency
|
gptkbp:administers
|
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
|
gptkbp:collaborates_with
|
gptkb:Public_Company_Accounting_Oversight_Board_(PCAOB)
gptkb:Financial_Industry_Regulatory_Authority_(FINRA)
other regulatory agencies
|
gptkbp:conducts
|
investigations
public hearings
hearings
rulemaking processes
|
gptkbp:divisions
|
gptkb:Investment_Management
gptkb:Division_of_Trading_and_Markets
Enforcement
Division of Corporation Finance
Division of Enforcement
Division of Investment Management
Corporation Finance
Economic and Risk Analysis
Trading and Markets
|
gptkbp:enforces
|
gptkb:Sarbanes-Oxley_Act_of_2002
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Investment_Advisers_Act_of_1940
gptkb:deception
securities laws
market manipulation
accounting fraud
securities fraud
insider trading
insider trading violations
|
gptkbp:establishes
|
rules for trading
|
gptkbp:formed
|
1934
|
gptkbp:has_authority_over
|
publicly traded companies
public companies
private companies seeking to go public
|
gptkbp:has_mission
|
protect investors
facilitate capital formation
maintain fair markets
|
gptkbp:has_role
|
initial public offerings (IPOs)
|
gptkbp:headquarters
|
gptkb:Washington,_D._C.
|
https://www.w3.org/2000/01/rdf-schema#label
|
Securities and Exchange Commission (SEC)
|
gptkbp:investigates
|
insider trading
|
gptkbp:is_an_independent_agency_of
|
gptkb:the_U._S._government
|
gptkbp:is_involved_in
|
mergers and acquisitions
shareholder rights
financial reporting standards
corporate governance issues
international regulatory cooperation
proxy voting regulations
|
gptkbp:is_led_by
|
Commissioners
|
gptkbp:is_protected_by
|
gptkb:investors
|
gptkbp:issues
|
gptkb:reports
gptkb:regulations
guidance
no-action letters
guidance on ESG disclosures
investor alerts
|
gptkbp:jurisdiction
|
gptkb:United_States_federal_government
gptkb:United_States
|
gptkbp:key_people
|
gptkb:Gary_Gensler
|
gptkbp:mission
|
protect investors
facilitate capital formation
maintain fair, orderly, and efficient markets
|
gptkbp:office
|
gptkb:Washington,_D._C.
gptkb:Atlanta
gptkb:Boston
gptkb:Chicago
gptkb:Denver
gptkb:Los_Angeles
gptkb:New_York_City
gptkb:Philadelphia
gptkb:San_Francisco
gptkb:Miami
|
gptkbp:oversees
|
stock exchanges
broker-dealers
investment advisors
|
gptkbp:parent_agency
|
gptkb:U._S._federal_government
gptkb:U._S._Department_of_the_Treasury
|
gptkbp:promotes
|
fairness in securities markets
|
gptkbp:provides
|
guidance to companies
investor education
resources for investors
|
gptkbp:publishes
|
gptkb:reports
|
gptkbp:regulates
|
stock exchanges
securities industry
securities markets
broker-dealers
investment advisors
|
gptkbp:reports_to
|
gptkb:U._S._Congress
|
gptkbp:requires
|
financial disclosures
|
gptkbp:responsible_for
|
enforcing compliance with securities laws
regulating securities offerings
monitoring market activities
|
gptkbp:website
|
www.sec.gov
|
gptkbp:bfsParent
|
gptkb:NASDAQ
gptkb:fund
gptkb:investors
|
gptkbp:bfsLayer
|
4
|