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Securities and Exchange Commission (SEC)
URI:
https://gptkb.org/entity/Securities_and_Exchange_Commission_(SEC)
GPTKB entity
Statements (52)
Predicate
Object
gptkbp:instanceOf
gptkb:government_agency
gptkbp:abbreviation
gptkb:SEC
gptkbp:appointedBy
gptkb:President_of_the_United_States
gptkbp:chairman
gptkb:Gary_Gensler
gptkbp:confirmedBy
gptkb:United_States_Senate
gptkbp:country
gptkb:United_States
gptkbp:createdBy
gptkb:Securities_Exchange_Act_of_1934
gptkbp:division
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
gptkbp:employs
over 4,000 people
gptkbp:enforcedBy
gptkb:Foreign_Corrupt_Practices_Act
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
gptkb:Jumpstart_Our_Business_Startups_Act
federal securities laws
gptkbp:firstChampion
gptkb:Joseph_P._Kennedy_Sr.
gptkbp:founded
1934
gptkbp:hasSeal
Seal of the U.S. Securities and Exchange Commission.svg
gptkbp:headquarters
gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label
Securities and Exchange Commission (SEC)
gptkbp:jurisdiction
gptkb:federal_government_of_the_United_States
gptkbp:mission
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
gptkbp:notableCase
gptkb:Enron_scandal
gptkb:WorldCom_scandal
gptkb:Bernard_Madoff_Ponzi_scheme
gptkbp:numberOfMPs
5
gptkbp:oversees
insider trading
public company disclosures
securities fraud
proxy voting
corporate takeovers
gptkbp:parentOrganization
gptkb:United_States_federal_government
gptkbp:regulates
broker-dealers
mutual funds
stock exchanges
securities industry
investment advisors
gptkbp:reportsTo
gptkb:United_States_Congress
gptkbp:termLength
5 years
gptkbp:website
https://www.sec.gov/
gptkbp:bfsParent
gptkb:Western_Union
gptkb:Securities_markets
gptkbp:bfsLayer
5