Securities and Exchange Commission (SEC)

URI: https://gptkb.org/entity/Securities_and_Exchange_Commission_(SEC)

GPTKB entity

Statements (52)

Predicate	Object
gptkbp:instanceOf	gptkb:government_agency
gptkbp:abbreviation	gptkb:SEC
gptkbp:appointedBy	gptkb:President_of_the_United_States
gptkbp:chairman	gptkb:Gary_Gensler
gptkbp:confirmedBy	gptkb:United_States_Senate
gptkbp:country	gptkb:United_States
gptkbp:createdBy	gptkb:Securities_Exchange_Act_of_1934
gptkbp:division	gptkb:Division_of_Corporation_Finance gptkb:Division_of_Economic_and_Risk_Analysis gptkb:Division_of_Enforcement gptkb:Division_of_Investment_Management gptkb:Division_of_Trading_and_Markets
gptkbp:employs	over 4,000 people
gptkbp:enforcedBy	gptkb:Foreign_Corrupt_Practices_Act gptkb:Investment_Advisers_Act_of_1940 gptkb:Investment_Company_Act_of_1940 gptkb:Securities_Act_of_1933 gptkb:Securities_Exchange_Act_of_1934 gptkb:Dodd-Frank_Act gptkb:Sarbanes-Oxley_Act gptkb:Jumpstart_Our_Business_Startups_Act federal securities laws
gptkbp:firstChampion	gptkb:Joseph_P._Kennedy_Sr.
gptkbp:founded	1934
gptkbp:hasSeal	Seal of the U.S. Securities and Exchange Commission.svg
gptkbp:headquarters	gptkb:Washington,_D.C.
https://www.w3.org/2000/01/rdf-schema#label	Securities and Exchange Commission (SEC)
gptkbp:jurisdiction	gptkb:federal_government_of_the_United_States
gptkbp:mission	facilitate capital formation maintain fair, orderly, and efficient markets protect investors
gptkbp:notableCase	gptkb:Enron_scandal gptkb:WorldCom_scandal gptkb:Bernard_Madoff_Ponzi_scheme
gptkbp:numberOfMPs	5
gptkbp:oversees	insider trading public company disclosures securities fraud proxy voting corporate takeovers
gptkbp:parentOrganization	gptkb:United_States_federal_government
gptkbp:regulates	broker-dealers mutual funds stock exchanges securities industry investment advisors
gptkbp:reportsTo	gptkb:United_States_Congress
gptkbp:termLength	5 years
gptkbp:website	https://www.sec.gov/
gptkbp:bfsParent	gptkb:Western_Union gptkb:Securities_markets
gptkbp:bfsLayer	5