Securities and Exchange Commission (SEC)

GPTKB entity

Statements (100)
Predicate Object
gptkbp:instance_of gptkb:government_agency
gptkbp:administers gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkbp:collaborates_with gptkb:Public_Company_Accounting_Oversight_Board_(PCAOB)
gptkb:Financial_Industry_Regulatory_Authority_(FINRA)
other regulatory agencies
gptkbp:conducts investigations
public hearings
hearings
rulemaking processes
gptkbp:divisions gptkb:Investment_Management
gptkb:Division_of_Trading_and_Markets
Enforcement
Division of Corporation Finance
Division of Enforcement
Division of Investment Management
Corporation Finance
Economic and Risk Analysis
Trading and Markets
gptkbp:enforces gptkb:Sarbanes-Oxley_Act_of_2002
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Investment_Advisers_Act_of_1940
gptkb:deception
securities laws
market manipulation
accounting fraud
securities fraud
insider trading
insider trading violations
gptkbp:establishes rules for trading
gptkbp:formed 1934
gptkbp:has_authority_over publicly traded companies
public companies
private companies seeking to go public
gptkbp:has_mission protect investors
facilitate capital formation
maintain fair markets
gptkbp:has_role initial public offerings (IPOs)
gptkbp:headquarters gptkb:Washington,_D._C.
https://www.w3.org/2000/01/rdf-schema#label Securities and Exchange Commission (SEC)
gptkbp:investigates insider trading
gptkbp:is_an_independent_agency_of gptkb:the_U._S._government
gptkbp:is_involved_in mergers and acquisitions
shareholder rights
financial reporting standards
corporate governance issues
international regulatory cooperation
proxy voting regulations
gptkbp:is_led_by Commissioners
gptkbp:is_protected_by gptkb:investors
gptkbp:issues gptkb:reports
gptkb:regulations
guidance
no-action letters
guidance on ESG disclosures
investor alerts
gptkbp:jurisdiction gptkb:United_States_federal_government
gptkb:United_States
gptkbp:key_people gptkb:Gary_Gensler
gptkbp:mission protect investors
facilitate capital formation
maintain fair, orderly, and efficient markets
gptkbp:office gptkb:Washington,_D._C.
gptkb:Atlanta
gptkb:Boston
gptkb:Chicago
gptkb:Denver
gptkb:Los_Angeles
gptkb:New_York_City
gptkb:Philadelphia
gptkb:San_Francisco
gptkb:Miami
gptkbp:oversees stock exchanges
broker-dealers
investment advisors
gptkbp:parent_agency gptkb:U._S._federal_government
gptkb:U._S._Department_of_the_Treasury
gptkbp:promotes fairness in securities markets
gptkbp:provides guidance to companies
investor education
resources for investors
gptkbp:publishes gptkb:reports
gptkbp:regulates stock exchanges
securities industry
securities markets
broker-dealers
investment advisors
gptkbp:reports_to gptkb:U._S._Congress
gptkbp:requires financial disclosures
gptkbp:responsible_for enforcing compliance with securities laws
regulating securities offerings
monitoring market activities
gptkbp:website www.sec.gov
gptkbp:bfsParent gptkb:NASDAQ
gptkb:fund
gptkb:investors
gptkbp:bfsLayer 4