|
gptkbp:instanceOf
|
gptkb:United_States_federal_law
|
|
gptkbp:amendedBy
|
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
|
|
gptkbp:appliesTo
|
broker-dealers
national securities exchanges
publicly traded companies
|
|
gptkbp:citation
|
15 U.S.C. § 78a et seq.
|
|
gptkbp:contains
|
gptkb:Regulation_13D-G
gptkb:Regulation_14A
gptkb:Regulation_14E
gptkb:Regulation_15C2-11
gptkb:Rule_10b-5
|
|
gptkbp:dateEnacted
|
June 6, 1934
|
|
gptkbp:enactedBy
|
gptkb:United_States_Congress
|
|
gptkbp:enforcedBy
|
gptkb:U.S._Department_of_Justice
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:established
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
Exchange Act
|
|
gptkbp:location
|
gptkb:United_States
|
|
gptkbp:officialName
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:prohibits
|
insider trading
market manipulation
fraudulent practices in securities trading
|
|
gptkbp:purpose
|
prevent fraud and manipulation
regulate securities markets
|
|
gptkbp:regulates
|
secondary trading of securities
|
|
gptkbp:relatedTo
|
gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
|
|
gptkbp:requires
|
disclosure of material information
periodic reporting by public companies
|
|
gptkbp:section
|
Section 12
Section 13
Section 15
Section 16
Section 21
Section 10(b)
|
|
gptkbp:shortName
|
gptkb:Exchange_Act
|
|
gptkbp:signedBy
|
gptkb:Franklin_D._Roosevelt
|
|
gptkbp:bfsParent
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:bfsLayer
|
4
|