National Securities Markets Improvement Act of 1996

GPTKB entity

Statements (28)
Predicate Object
gptkbp:instanceOf gptkb:United_States_federal_law
gptkbp:abbreviation gptkb:NSMIA
gptkbp:affects regulation of investment advisers
regulation of mutual funds
regulation of broker-dealers
regulation of securities offerings
gptkbp:amendedBy gptkb:Investment_Advisers_Act_of_1940
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkbp:category United States federal securities legislation
1996 in American law
gptkbp:codifiedIn gptkb:15_U.S.C._§_77r
gptkbp:dateEnacted October 11, 1996
gptkbp:enactedBy gptkb:United_States_Congress
https://www.w3.org/2000/01/rdf-schema#label National Securities Markets Improvement Act of 1996
gptkbp:preempts state blue sky laws for covered securities
gptkbp:publicLawNumber gptkb:Public_Law_104-290
gptkbp:purpose to promote efficiency and capital formation in the securities markets
to preempt certain state securities regulations
to reduce regulatory burdens on securities offerings
gptkbp:relatedTo gptkb:Securities_regulation_in_the_United_States
gptkbp:section gptkb:Title_II:_Investment_Company_Act_Amendments
gptkb:Title_III:_Investment_Advisers_Supervision_Coordination
Title I: Capital Markets Efficiency, Information, and Facilitation
gptkbp:signedBy gptkb:Bill_Clinton
gptkbp:bfsParent gptkb:Investment_Company_Act_of_1940
gptkbp:bfsLayer 4