|
gptkbp:instance_of
|
gptkb:financial_regulation
|
|
gptkbp:allows
|
private right of action
fraud in connection with the purchase or sale of securities
|
|
gptkbp:applies_to
|
market manipulation
insider trading
misleading statements
|
|
gptkbp:enforces
|
gptkb:U._S._Securities_and_Exchange_Commission
civil penalties
criminal penalties
|
|
gptkbp:established_in
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:fighting_style
|
securities fraud
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
Rule 10b-5
|
|
gptkbp:is_a_key_provision
|
for investor protection
|
|
gptkbp:is_a_tool_for
|
regulatory enforcement
|
|
gptkbp:is_adopted_by
|
in 1942
|
|
gptkbp:is_applicable_to
|
public companies
|
|
gptkbp:is_associated_with
|
materiality standard
|
|
gptkbp:is_cited_in
|
gptkb:Basic_Inc._v._Levinson
gptkb:Chiarella_v._United_States
gptkb:Ernst_&_Ernst_v._Hochfelder
gptkb:Halliburton_Co._v._Erica_P._John_Fund,_Inc.
gptkb:Matrixx_Initiatives,_Inc._v._Siracusano
gptkb:Omnicare,_Inc._v._Laborers_District_Council_Construction_Industry_Pension_Fund
gptkb:SEC_v._Texas_Gulf_Sulphur_Co.
gptkb:TSC_Industries,_Inc._v._Northway,_Inc.
numerous court cases
|
|
gptkbp:is_linked_to
|
investor confidence
|
|
gptkbp:is_often_used_in
|
class action lawsuits
|
|
gptkbp:is_part_of
|
anti-fraud provisions
U. S. federal securities law
|
|
gptkbp:is_related_to
|
Rule 10b-1
|
|
gptkbp:is_relevant_to
|
financial markets
market participants
financial disclosures
trading practices
financial reporting standards
accounting practices
disclosure obligations
auditor responsibilities
broker-dealer obligations
investment advisor conduct
merger and acquisition transactions
|
|
gptkbp:is_significant_for
|
corporate governance
|
|
gptkbp:is_subject_to
|
judicial interpretation
|
|
gptkbp:requires
|
scienter for liability
|
|
gptkbp:bfsParent
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:bfsLayer
|
4
|