Statements (19)
Predicate | Object |
---|---|
gptkbp:instanceOf |
gptkb:law
|
gptkbp:advisorTo |
venture capital funds
private funds |
gptkbp:establishedBy |
gptkb:Dodd-Frank_Act
|
gptkbp:excludes |
full SEC registration
|
https://www.w3.org/2000/01/rdf-schema#label |
exempt reporting advisers
|
gptkbp:mayInclude |
state registration requirements
|
gptkbp:mustFile |
gptkb:Form_ADV
gptkb:Form_ADV_Part_1A |
gptkbp:notRequiredToFile |
gptkb:Form_ADV_Part_2A
|
gptkbp:notRequiredToRegisterWith |
gptkb:SEC
|
gptkbp:regulates |
gptkb:U.S._Securities_and_Exchange_Commission
|
gptkbp:requiresDisclosureOf |
business practices
ownership disciplinary history |
gptkbp:subject |
SEC examination
certain reporting requirements |
gptkbp:bfsParent |
gptkb:Form_ADV
|
gptkbp:bfsLayer |
7
|