|
gptkbp:instanceOf
|
gptkb:SEC_filing
|
|
gptkbp:contains
|
affiliations
disciplinary history
assets under management
client types
information about adviser’s business
ownership details
|
|
gptkbp:filingDate
|
gptkb:Investment_Adviser_Registration_Depository
|
|
gptkbp:filingMethod
|
annually
upon material changes
|
|
gptkbp:format
|
electronic
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
Form ADV Part 1A
|
|
gptkbp:includes
|
business practices
regulatory actions
investment strategies
custody of client funds
disclosure of conflicts of interest
compensation arrangements
financial industry affiliations
other business activities
questions about control persons
|
|
gptkbp:language
|
English
|
|
gptkbp:legalBasis
|
gptkb:Investment_Advisers_Act_of_1940
|
|
gptkbp:partOf
|
gptkb:Form_ADV
|
|
gptkbp:purpose
|
register investment advisers
|
|
gptkbp:requires
|
gptkb:U.S._Securities_and_Exchange_Commission
gptkb:SEC-registered_investment_advisers
gptkb:state-registered_investment_advisers
gptkb:state_securities_authorities
|
|
gptkbp:section
|
gptkb:Form_ADV
|
|
gptkbp:usedBy
|
investment advisers
|
|
gptkbp:bfsParent
|
gptkb:exempt_reporting_advisers
|
|
gptkbp:bfsLayer
|
8
|