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Securities and Exchange Commission v. Zandford
URI:
https://gptkb.org/entity/Securities_and_Exchange_Commission_v._Zandford
GPTKB entity
Statements (23)
Predicate
Object
gptkbp:instanceOf
gptkb:United_States_Supreme_Court_case
gptkbp:arguedDate
April 1, 2002
gptkbp:citation
gptkb:535_U.S._813
122 S. Ct. 1899
153 L. Ed. 2d 1
gptkbp:country
gptkb:United_States
gptkbp:date
June 3, 2002
gptkbp:decidedBy
gptkb:Supreme_Court_of_the_United_States
gptkbp:decision
unanimous decision
gptkbp:docketNumber
01-147
gptkbp:fullName
Securities and Exchange Commission v. William G. Zandford
gptkbp:heldBy
A broker's misappropriation of client funds through securities transactions can violate Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934.
https://www.w3.org/2000/01/rdf-schema#label
Securities and Exchange Commission v. Zandford
gptkbp:legalSubject
gptkb:Securities_Exchange_Act_of_1934
Securities fraud
gptkbp:lowerAward
gptkb:United_States_Court_of_Appeals_for_the_Fourth_Circuit
gptkbp:majorityOpinionBy
gptkb:Justice_John_Paul_Stevens
gptkbp:petitioner
gptkb:Securities_and_Exchange_Commission
gptkbp:relatedTo
SEC v. O'Hagan
gptkbp:response
William G. Zandford
gptkbp:subject
fraudulent securities transactions
gptkbp:bfsParent
gptkb:SEC_v._Zandford
gptkbp:bfsLayer
7