Securities and Exchange Commission v. Zandford

GPTKB entity

Statements (23)
Predicate Object
gptkbp:instanceOf gptkb:United_States_Supreme_Court_case
gptkbp:arguedDate April 1, 2002
gptkbp:citation gptkb:535_U.S._813
122 S. Ct. 1899
153 L. Ed. 2d 1
gptkbp:country gptkb:United_States
gptkbp:date June 3, 2002
gptkbp:decidedBy gptkb:Supreme_Court_of_the_United_States
gptkbp:decision unanimous decision
gptkbp:docketNumber 01-147
gptkbp:fullName Securities and Exchange Commission v. William G. Zandford
gptkbp:heldBy A broker's misappropriation of client funds through securities transactions can violate Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934.
https://www.w3.org/2000/01/rdf-schema#label Securities and Exchange Commission v. Zandford
gptkbp:legalSubject gptkb:Securities_Exchange_Act_of_1934
Securities fraud
gptkbp:lowerAward gptkb:United_States_Court_of_Appeals_for_the_Fourth_Circuit
gptkbp:majorityOpinionBy gptkb:Justice_John_Paul_Stevens
gptkbp:petitioner gptkb:Securities_and_Exchange_Commission
gptkbp:relatedTo SEC v. O'Hagan
gptkbp:response William G. Zandford
gptkbp:subject fraudulent securities transactions
gptkbp:bfsParent gptkb:SEC_v._Zandford
gptkbp:bfsLayer 7