Statements (55)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:United_States_federal_law
|
| gptkbp:aims_to |
protect investors
|
| gptkbp:amended_by |
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkb:Securities_Acts_Amendments_of_1975 |
| gptkbp:applies_to |
stock exchanges
|
| gptkbp:date_enacted |
1934
|
| gptkbp:enacted_by |
gptkb:United_States_Congress
|
| gptkbp:enforces |
gptkb:Securities_and_Exchange_Commission
civil and criminal penalties |
| gptkbp:established |
reporting requirements for public companies
|
| gptkbp:established_in |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:facilitates |
capital formation
|
| gptkbp:has_implications_for |
market transparency
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities Exchange Act
|
| gptkbp:includes |
anti-fraud provisions
insider trading regulations |
| gptkbp:influenced_by |
gptkb:Great_Depression
|
| gptkbp:is_associated_with |
financial disclosures
investor protection measures disclosure obligations |
| gptkbp:is_cited_in |
gptkb:legal_case
|
| gptkbp:is_considered |
landmark legislation
|
| gptkbp:is_criticized_for |
complexity of regulations
burden on small businesses |
| gptkbp:is_fundamental_to |
U. S. capital markets
|
| gptkbp:is_implemented_in |
regulatory frameworks
SEC rules and regulations |
| gptkbp:is_influenced_by |
financial crises
|
| gptkbp:is_influential_in |
financial market stability
|
| gptkbp:is_linked_to |
corporate governance standards
market regulation |
| gptkbp:is_part_of |
U. S. financial legislation
U. S. financial regulatory framework securities regulation history |
| gptkbp:is_related_to |
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933 market integrity financial reporting standards |
| gptkbp:is_reviewed_by |
gptkb:United_States_Congress
|
| gptkbp:is_subject_to |
judicial review
market surveillance SEC oversight |
| gptkbp:is_used_to |
promote transparency in financial markets
combat market manipulation ensure fair trading practices |
| gptkbp:key |
investor confidence
|
| gptkbp:mandates |
registration of securities
|
| gptkbp:oversees |
broker-dealers
|
| gptkbp:provides |
rules for proxy solicitations
rules for trading securities |
| gptkbp:regulates |
securities transactions
|
| gptkbp:requires |
public companies to disclose financial information
periodic reporting by public companies |
| gptkbp:bfsParent |
gptkb:Franklin_D._Roosevelt
|
| gptkbp:bfsLayer |
3
|