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gptkbp:instanceOf
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gptkb:United_States_federal_law
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gptkbp:abbreviation
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gptkb:Exchange_Act
SEA
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gptkbp:alsoKnownAs
|
gptkb:Securities_Exchange_Act_of_1934
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gptkbp:amendedBy
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gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
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gptkbp:appliesTo
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broker-dealers
self-regulatory organizations
stock exchanges
publicly traded companies
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gptkbp:category
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1934 in American law
Financial regulation in the United States
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gptkbp:country
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gptkb:United_States
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gptkbp:dateEnacted
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1934
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gptkbp:enactedBy
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gptkb:United_States_Congress
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gptkbp:enforcedBy
|
gptkb:Securities_and_Exchange_Commission
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gptkbp:established
|
gptkb:Securities_and_Exchange_Commission
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gptkbp:hasSection
|
Section 13
Section 16
Section 21
Section 10(b)
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|
https://www.w3.org/2000/01/rdf-schema#label
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Securities Exchange Act
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gptkbp:prohibits
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insider trading
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gptkbp:purpose
|
regulate securities markets
require periodic reporting by publicly traded companies
prevent fraud in securities trading
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gptkbp:regulates
|
secondary trading of securities
|
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gptkbp:relatedTo
|
gptkb:Securities_Act_of_1933
|
|
gptkbp:requires
|
disclosure of material information
registration of brokers and dealers
registration of exchanges
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gptkbp:signedBy
|
gptkb:Franklin_D._Roosevelt
|
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gptkbp:titleInUSCode
|
15 U.S.C. § 78a et seq.
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gptkbp:bfsParent
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gptkb:Franklin_D._Roosevelt_administration
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gptkbp:bfsLayer
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5
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