Section 10(b) of the Securities Exchange Act of 1934
GPTKB entity
Statements (24)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
United States federal securities law provision
|
| gptkbp:appliesTo |
private securities transactions
publicly traded securities |
| gptkbp:basisFor |
gptkb:SEC_Rule_10b-5
|
| gptkbp:citation |
Supreme Court case Basic Inc. v. Levinson
Supreme Court case Ernst & Ernst v. Hochfelder Supreme Court case Blue Chip Stamps v. Manor Drug Stores |
| gptkbp:codifiedIn |
15 U.S.C. § 78j(b)
|
| gptkbp:compatibleWith |
privity between plaintiff and defendant
|
| gptkbp:dateEnacted |
1934
|
| gptkbp:enables |
private right of action for investors
|
| gptkbp:enactedBy |
gptkb:United_States_Congress
|
| gptkbp:enforcedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| https://www.w3.org/2000/01/rdf-schema#label |
Section 10(b) of the Securities Exchange Act of 1934
|
| gptkbp:partOf |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:prohibits |
insider trading
fraudulent activities in connection with the purchase or sale of securities manipulative and deceptive devices material misstatements or omissions |
| gptkbp:requires |
scienter (intent or knowledge of wrongdoing) for liability
|
| gptkbp:usedIn |
securities fraud litigation
|
| gptkbp:bfsParent |
gptkb:17_CFR_§_240.10b-5
gptkb:SEC_v._Zandford |
| gptkbp:bfsLayer |
7
|