|
gptkbp:instanceOf
|
securities regulation
|
|
gptkbp:appliesTo
|
private securities transactions
publicly traded securities
|
|
gptkbp:basisFor
|
securities fraud lawsuits
|
|
gptkbp:citation
|
gptkb:SEC_v._Texas_Gulf_Sulphur_Co.
gptkb:Basic_Inc._v._Levinson
gptkb:Blue_Chip_Stamps_v._Manor_Drug_Stores
gptkb:Ernst_&_Ernst_v._Hochfelder
|
|
gptkbp:codifiedIn
|
gptkb:17_CFR_§_240.10b-5
|
|
gptkbp:dateEnacted
|
1942
|
|
gptkbp:enactedBy
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:enforcedBy
|
gptkb:U.S._Securities_and_Exchange_Commission
private litigants
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC Rule 10b-5
|
|
gptkbp:language
|
English
|
|
gptkbp:legalBasis
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:prohibits
|
fraud in connection with the purchase or sale of securities
misstatements of material fact
omissions of material fact
manipulative or deceptive devices
|
|
gptkbp:relatedTo
|
insider trading
material nonpublic information
|
|
gptkbp:section
|
Rule 10b-5(a)
Rule 10b-5(b)
Rule 10b-5(c)
|
|
gptkbp:textBegins
|
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce...
|
|
gptkbp:bfsParent
|
gptkb:Chiarella_v._United_States
gptkb:Ernst_&_Ernst_v._Hochfelder
gptkb:SEC_v._Zandford
gptkb:United_States_v._O'Hagan
|
|
gptkbp:bfsLayer
|
7
|