17 CFR § 240.10b-5

GPTKB entity

Statements (18)
Predicate Object
gptkbp:instanceOf gptkb:United_States_federal_law
gptkbp:adoptedBy 1942
gptkbp:alsoKnownAs gptkb:Rule_10b-5
gptkbp:appliesTo publicly traded securities
gptkbp:basisFor private right of action for securities fraud
gptkbp:citation U.S. securities fraud litigation
gptkbp:codifiedIn gptkb:Title_17_of_the_Code_of_Federal_Regulations
gptkbp:enforcedBy gptkb:U.S._Securities_and_Exchange_Commission
https://www.w3.org/2000/01/rdf-schema#label 17 CFR § 240.10b-5
gptkbp:legalBasis gptkb:Section_10(b)_of_the_Securities_Exchange_Act_of_1934
gptkbp:partOf gptkb:Securities_Exchange_Act_of_1934
gptkbp:prohibits fraud in connection with the purchase or sale of securities
engaging in any act, practice, or course of business which operates as a fraud or deceit upon any person
making untrue statements of material fact
omitting material facts necessary to make statements not misleading
gptkbp:textBegins It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce...
gptkbp:bfsParent gptkb:Rule_10b-5
gptkbp:bfsLayer 6