|
gptkbp:instanceOf
|
gptkb:government_agency
|
|
gptkbp:abbreviation
|
gptkb:SEC
|
|
gptkbp:appointedBy
|
gptkb:President_of_the_United_States
|
|
gptkbp:budget
|
over $2 billion (2023)
|
|
gptkbp:chairman
|
gptkb:Gary_Gensler
|
|
gptkbp:confirmedBy
|
gptkb:U.S._Senate
|
|
gptkbp:country
|
gptkb:United_States
|
|
gptkbp:division
|
gptkb:Division_of_Corporation_Finance
gptkb:Division_of_Economic_and_Risk_Analysis
gptkb:Division_of_Enforcement
gptkb:Division_of_Investment_Management
gptkb:Division_of_Trading_and_Markets
|
|
gptkbp:enforcedBy
|
federal securities laws
disclosure requirements
insider trading laws
market manipulation laws
anti-fraud provisions
|
|
gptkbp:established
|
1934
|
|
gptkbp:establishedBy
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:fullName
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:headquarters
|
gptkb:Washington,_D.C.
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC (USA)
|
|
gptkbp:jurisdiction
|
gptkb:federal_government_of_the_United_States
|
|
gptkbp:mainLanguage
|
English
|
|
gptkbp:mission
|
facilitate capital formation
maintain fair, orderly, and efficient markets
protect investors
|
|
gptkbp:notableCase
|
gptkb:SEC_v._Texas_Gulf_Sulphur_Co.
gptkb:SEC_v._W.J._Howey_Co.
gptkb:SEC_v._Ripple_Labs_Inc.
|
|
gptkbp:notableCollection
|
gptkb:EDGAR_filings
|
|
gptkbp:numberOfEmployees
|
over 4,000
|
|
gptkbp:numberOfMPs
|
5
|
|
gptkbp:oversees
|
gptkb:Financial_Industry_Regulatory_Authority_(FINRA)
gptkb:Public_Company_Accounting_Oversight_Board_(PCAOB)
|
|
gptkbp:parentOrganization
|
gptkb:federal_government_of_the_United_States
|
|
gptkbp:regulates
|
broker-dealers
investment advisers
mutual funds
public companies
securities exchanges
self-regulatory organizations
clearing agencies
securities markets
stock exchanges
transfer agents
|
|
gptkbp:reportsTo
|
gptkb:U.S._Congress
|
|
gptkbp:termLength
|
5 years
|
|
gptkbp:website
|
https://www.sec.gov/
|
|
gptkbp:bfsParent
|
gptkb:ICO
|
|
gptkbp:bfsLayer
|
6
|