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gptkbp:instance_of
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gptkb:government_agency
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gptkbp:affiliated_with
|
gptkb:Securities_Investor_Protection_Corporation_(SIPC)
gptkb:North_American_Securities_Administrators_Association_(NASAA)
gptkb:Public_Company_Accounting_Oversight_Board_(PCAOB)
gptkb:Investment_Company_Institute_(ICI)
Financial Industry Regulatory Authority (FINRA
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|
gptkbp:country
|
gptkb:United_States
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gptkbp:divisions
|
gptkb:Office_of_International_Affairs
gptkb:Division_of_Trading_and_Markets
gptkb:Office_of_Investor_Education_and_Advocacy
gptkb:Office_of_the_General_Counsel
Division of Corporation Finance
Division of Enforcement
Division of Investment Management
Office of Economic Analysis
Office of Compliance Inspections and Examinations
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gptkbp:enforces
|
enforce compliance with securities laws
investigate securities fraud
monitor public company disclosures
oversee mutual funds
regulate insider trading
regulate investment advisors
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gptkbp:formed
|
1934
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gptkbp:function
|
protect investors
facilitate capital formation
maintain fair, orderly, and efficient markets
regulate the securities industry
enforce federal securities laws
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gptkbp:headquarters
|
gptkb:Washington,_D._C.
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|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC (Securities and Exchange Commission)
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gptkbp:jurisdiction
|
gptkb:federal_government
|
|
gptkbp:key_people
|
gptkb:Gary_Gensler
|
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gptkbp:parent_agency
|
gptkb:U._S._Department_of_the_Treasury
|
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gptkbp:regulatory_compliance
|
gptkb:Sarbanes-Oxley_Act_of_2002
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
gptkb:Investment_Company_Act_of_1940
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934
gptkb:Jumpstart_Our_Business_Startups_Act
gptkb:Investment_Advisers_Act_of_1940
gptkb:Regulation_Fair_Disclosure
gptkb:Regulation_S-K
gptkb:Regulation_S-X
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|
gptkbp:website
|
www.sec.gov
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gptkbp:bfsParent
|
gptkb:Bernard_Madoff
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gptkbp:bfsLayer
|
4
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