Statements (22)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
Financial exam
|
| gptkbp:administeredBy |
gptkb:FINRA
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:eligibility |
Sponsorship by a FINRA member firm
|
| gptkbp:focus |
Regulatory compliance
Broker-dealer operations Customer protection Professional conduct Recordkeeping and reporting |
| gptkbp:format |
Multiple choice
|
| https://www.w3.org/2000/01/rdf-schema#label |
Series 99
|
| gptkbp:introducedIn |
2011
|
| gptkbp:numberOfRooms |
50
|
| gptkbp:officialName |
gptkb:Operations_Professional_Exam
|
| gptkbp:period |
90 minutes
|
| gptkbp:prerequisite |
gptkb:Securities_Industry_Essentials_(SIE)_Exam
|
| gptkbp:purpose |
To assess the competency of entry-level operations professionals
|
| gptkbp:renewalPeriod |
Continuing education
|
| gptkbp:requires |
Operations Professional registration
|
| gptkbp:scoredFor |
68%
|
| gptkbp:bfsParent |
gptkb:Securities_Industry_Essentials_(SIE)_exam
|
| gptkbp:bfsLayer |
6
|