Operations Professional Exam
GPTKB entity
Statements (20)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
professional licensing exam
|
| gptkbp:administeredBy |
gptkb:Financial_Industry_Regulatory_Authority
|
| gptkbp:alsoKnownAs |
gptkb:Series_99
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:establishedIn |
2011
|
| gptkbp:focusesOn |
gptkb:legislation
ethics anti-money laundering business continuity planning customer protection broker-dealer operations |
| https://www.w3.org/2000/01/rdf-schema#label |
Operations Professional Exam
|
| gptkbp:numberOfRooms |
50
|
| gptkbp:period |
90 minutes
|
| gptkbp:prerequisite |
sponsorship by a FINRA member firm
passing the Securities Industry Essentials (SIE) Exam |
| gptkbp:requires |
operations professionals in the securities industry
|
| gptkbp:scoredFor |
68%
|
| gptkbp:bfsParent |
gptkb:Series_99
|
| gptkbp:bfsLayer |
7
|