Securities Industry Essentials (SIE) Exam

GPTKB entity

Statements (28)
Predicate Object
gptkbp:instanceOf Financial exam
gptkbp:abbreviation SIE Exam
gptkbp:administeredBy gptkb:Financial_Industry_Regulatory_Authority
gptkbp:cost $80
gptkbp:duration 75 minutes
gptkbp:eligibility open to anyone 18 or older
https://www.w3.org/2000/01/rdf-schema#label Securities Industry Essentials (SIE) Exam
gptkbp:language English
gptkbp:launched 2018
gptkbp:location gptkb:United_States
gptkbp:numberOfRooms 75
gptkbp:prerequisite gptkb:Series_7
gptkb:Series_79
gptkb:Series_99
Series 6
gptkbp:registration yes
gptkbp:requires entry-level securities industry positions
gptkbp:scoredFor 70%
gptkbp:topic knowledge of basic securities industry information
prohibited practices
regulatory agencies and their functions
structure of the securities industry markets
types of products and their risks
gptkbp:validOn 4 years
gptkbp:website https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie
gptkbp:bfsParent gptkb:Series_57
gptkb:Series_99
gptkbp:bfsLayer 7