Securities Industry Essentials (SIE) exam
GPTKB entity
Statements (29)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
Financial industry qualification exam
|
| gptkbp:abbreviation |
gptkb:SIE
|
| gptkbp:administeredBy |
gptkb:Financial_Industry_Regulatory_Authority
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:duration |
1 hour and 45 minutes
|
| gptkbp:eligibility |
Open to anyone 18 years or older
|
| gptkbp:fareControl |
$80
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities Industry Essentials (SIE) exam
|
| gptkbp:language |
English
|
| gptkbp:launched |
2018
|
| gptkbp:numberOfRooms |
75
|
| gptkbp:prerequisite |
gptkb:Series_7
gptkb:Series_57 gptkb:Series_79 gptkb:Series_99 Series 6 Series 22 |
| gptkbp:purpose |
Entry-level exam for prospective securities industry professionals
|
| gptkbp:requires |
Securities industry registration
|
| gptkbp:scoredFor |
70%
|
| gptkbp:topic |
Knowledge of basic securities industry information
Prohibited practices Regulatory agencies and their functions Structure of the securities industry markets Types of products and their risks |
| gptkbp:validOn |
4 years
|
| gptkbp:website |
https://www.finra.org/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie
|
| gptkbp:bfsParent |
gptkb:Series_24_exam
|
| gptkbp:bfsLayer |
5
|