Securities Acts Amendments of 1975
GPTKB entity
Statements (66)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:legislation
|
| gptkbp:bfsLayer |
4
|
| gptkbp:bfsParent |
gptkb:Securities_Exchange_Act
gptkb:Securities_Exchange_Act_of_1934 |
| gptkbp:addresses |
market volatility
conflicts of interest market manipulation insider trading market access issues corporate fraud |
| gptkbp:amended_by |
gptkb:Securities_Act_of_1933
gptkb:Securities_Exchange_Act_of_1934 |
| gptkbp:effective_date |
gptkb:1975
January 1, 1976 |
| gptkbp:enacted_by |
gptkb:legislation
|
| gptkbp:enhances |
investor confidence
|
| gptkbp:established |
gptkb:National_Market_System
rules for proxy solicitations rules for electronic trading rules for investment fund disclosures rules for short selling Securities and Exchange Commission authority rules for margin requirements |
| gptkbp:goal |
protect investors
facilitate capital formation promote fair and efficient markets |
| https://www.w3.org/2000/01/rdf-schema#label |
Securities Acts Amendments of 1975
|
| gptkbp:impact |
increased transparency in securities transactions
|
| gptkbp:influenced |
gptkb:Sarbanes-Oxley_Act
gptkb:Dodd-Frank_Act gptkb:Regulation_FD subsequent securities legislation |
| gptkbp:influenced_by |
gptkb:Watergate_scandal
|
| gptkbp:introduced |
gptkb:Senator_William_Proxmire
|
| gptkbp:promotes |
sustainable investing practices
transparency in corporate governance competition among brokers |
| gptkbp:provides |
guidelines for investment advisers
rules for trading practices guidelines for corporate governance practices framework for electronic communications networks framework for investor lawsuits rules for clearing agencies rules for market makers |
| gptkbp:purpose |
improve the regulation of securities markets
|
| gptkbp:related_to |
financial disclosure requirements
broker-dealer registration financial markets reform investment company regulation |
| gptkbp:requires |
disclosure of financial information
disclosure of executive compensation disclosure of related party transactions disclosure of conflicts of interest disclosure of risk factors periodic reporting by public companies disclosure of environmental impacts registration of securities associations registration of securities exchanges |
| gptkbp:signed_by |
President Gerald Ford
|
| gptkbp:supports |
financial literacy initiatives
market integrity shareholder rights whistleblower protections investor protection initiatives socially responsible investing. diversity in corporate leadership |