Statements (23)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:legislation
|
| gptkbp:abbreviation |
Reg ATS
|
| gptkbp:appliesTo |
alternative trading systems
electronic trading platforms dark pools |
| gptkbp:category |
gptkb:U.S._securities_law
|
| gptkbp:codifiedIn |
17 CFR 242.300-303
|
| gptkbp:fullName |
Regulation Alternative Trading System
|
| https://www.w3.org/2000/01/rdf-schema#label |
SEC Regulation ATS
|
| gptkbp:issuedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:purpose |
regulate alternative trading systems
|
| gptkbp:relatedTo |
gptkb:Securities_Exchange_Act_of_1934
gptkb:Regulation_NMS |
| gptkbp:requires |
recordkeeping
fair access to trading filing of Form ATS registration of ATS as broker-dealer reporting to SEC system integrity controls |
| gptkbp:startDate |
1998
|
| gptkbp:updated |
2018
|
| gptkbp:bfsParent |
gptkb:national_market_system
|
| gptkbp:bfsLayer |
7
|