Statements (42)
Predicate | Object |
---|---|
gptkbp:instanceOf |
United States Securities Regulation
|
gptkbp:abbreviation |
Reg NMS
|
gptkbp:affects |
broker-dealers
alternative trading systems stock exchanges |
gptkbp:amendedBy |
2018
Market Data Infrastructure Rule (2020) SEC Transaction Fee Pilot |
gptkbp:appliesTo |
U.S. equity markets
|
gptkbp:citation |
Federal Register Vol. 70, No. 120
SEC Release No. 34-51808 |
gptkbp:consequence |
fragmentation of trading venues
increased electronic trading rise of high-frequency trading |
gptkbp:country |
gptkb:United_States
|
gptkbp:criticizedFor |
complexity
unintended market consequences |
gptkbp:dateEnacted |
2005
|
gptkbp:enforcedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
gptkbp:fullName |
Regulation National Market System
|
gptkbp:hasRule |
Rule 600
Rule 610 Rule 611 Rule 612 Rule 613 |
https://www.w3.org/2000/01/rdf-schema#label |
Regulation NMS
|
gptkbp:language |
English
|
gptkbp:provides |
Access Rule (Rule 610)
Market Data Rules Order Protection Rule (Rule 611) Sub-Penny Rule (Rule 612) |
gptkbp:purpose |
modernize and strengthen the National Market System for equity securities
|
gptkbp:relatedTo |
gptkb:Securities_Exchange_Act_of_1934
gptkb:National_Market_System gptkb:SEC_Regulation_ATS SEC Regulation SHO |
gptkbp:replacedBy |
earlier NMS rules from 1975 Securities Acts Amendments
|
gptkbp:startDate |
August 29, 2005
|
gptkbp:website |
https://www.sec.gov/divisions/marketreg/nmsfaq.htm
|
gptkbp:bfsParent |
gptkb:Securities_Information_Processor
gptkb:national_market_system |
gptkbp:bfsLayer |
7
|