SEC Act

GPTKB entity

Statements (31)
Predicate Object
gptkbp:instanceOf gptkb:legislation
gptkbp:alsoKnownAs gptkb:Exchange_Act
gptkbp:amendedBy gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
gptkbp:appliesTo broker-dealers
investment advisers
securities markets
publicly traded companies
gptkbp:citation 15 U.S.C. § 78a et seq.
gptkbp:country gptkb:United_States
gptkbp:dateEnacted June 6, 1934
gptkbp:enactedBy gptkb:United_States_Congress
gptkbp:enforcedBy gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:established gptkb:U.S._Securities_and_Exchange_Commission
gptkbp:fullName gptkb:Securities_Exchange_Act_of_1934
gptkbp:prohibits insider trading
gptkbp:purpose regulate secondary trading of securities
gptkbp:regulates broker-dealers
self-regulatory organizations
over-the-counter markets
stock exchanges
gptkbp:requires disclosure of material information
periodic reporting by public companies
gptkbp:section Section 13
Section 15
Section 16
Section 21
Section 10(b)
gptkbp:bfsParent gptkb:Securities_and_Exchange_Act,_B.E._2535_(1992)
gptkbp:bfsLayer 8
https://www.w3.org/2000/01/rdf-schema#label SEC Act