|
gptkbp:instanceOf
|
gptkb:legislation
|
|
gptkbp:alsoKnownAs
|
gptkb:Exchange_Act
|
|
gptkbp:amendedBy
|
gptkb:Dodd-Frank_Act
gptkb:Sarbanes-Oxley_Act
|
|
gptkbp:appliesTo
|
broker-dealers
investment advisers
securities markets
publicly traded companies
|
|
gptkbp:citation
|
15 U.S.C. § 78a et seq.
|
|
gptkbp:country
|
gptkb:United_States
|
|
gptkbp:dateEnacted
|
June 6, 1934
|
|
gptkbp:enactedBy
|
gptkb:United_States_Congress
|
|
gptkbp:enforcedBy
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:established
|
gptkb:U.S._Securities_and_Exchange_Commission
|
|
gptkbp:fullName
|
gptkb:Securities_Exchange_Act_of_1934
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
SEC Act
|
|
gptkbp:prohibits
|
insider trading
|
|
gptkbp:purpose
|
regulate secondary trading of securities
|
|
gptkbp:regulates
|
broker-dealers
self-regulatory organizations
over-the-counter markets
stock exchanges
|
|
gptkbp:requires
|
disclosure of material information
periodic reporting by public companies
|
|
gptkbp:section
|
Section 13
Section 15
Section 16
Section 21
Section 10(b)
|
|
gptkbp:bfsParent
|
gptkb:Securities_and_Exchange_Act,_B.E._2535_(1992)
gptkb:Securities_and_Exchange_Commission_Act_No._36_of_1987
|
|
gptkbp:bfsLayer
|
8
|