Statements (23)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities regulation
|
| gptkbp:adoptedBy |
1980
|
| gptkbp:appliesTo |
brokers and dealers
issuers any person in possession of material nonpublic information relating to a tender offer tippees tippers any person who receives material nonpublic information about a tender offer |
| gptkbp:citation |
gptkb:United_States_v._O'Hagan
|
| gptkbp:codifiedIn |
17 CFR § 240.14e-3
|
| gptkbp:compatibleWith |
fiduciary duty breach for liability
|
| gptkbp:enforcedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:excludes |
bona fide purchases before public announcement
|
| https://www.w3.org/2000/01/rdf-schema#label |
Rule 14e-3
|
| gptkbp:partOf |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:penalty |
criminal penalties
civil penalties |
| gptkbp:prohibits |
trading on the basis of material nonpublic information in tender offers
|
| gptkbp:purpose |
prevent insider trading in the context of tender offers
|
| gptkbp:relatedTo |
insider trading
tender offers |
| gptkbp:bfsParent |
gptkb:17_CFR_§_240.14e-1_et_seq.
|
| gptkbp:bfsLayer |
7
|