Rule 10b-5 of the Securities Exchange Act of 1934
GPTKB entity
Statements (17)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities regulation
|
| gptkbp:appliesTo |
publicly traded securities
|
| gptkbp:basisFor |
SEC enforcement actions
private securities fraud litigation |
| gptkbp:codifiedIn |
gptkb:17_CFR_§_240.10b-5
|
| gptkbp:dateEnacted |
gptkb:Securities_Exchange_Act_of_1934
1942 |
| gptkbp:enactedBy |
gptkb:U.S._Securities_and_Exchange_Commission
|
| https://www.w3.org/2000/01/rdf-schema#label |
Rule 10b-5 of the Securities Exchange Act of 1934
|
| gptkbp:prohibits |
fraud in connection with the purchase or sale of securities
misstatements of material fact omissions of material fact deceptive practices in securities trading |
| gptkbp:requires |
scienter (intent or knowledge of wrongdoing)
|
| gptkbp:textBegins |
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce...
|
| gptkbp:bfsParent |
gptkb:Section_17(a)_of_the_Securities_Act_of_1933
|
| gptkbp:bfsLayer |
7
|