Statements (14)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:division
|
| gptkbp:formerName |
gptkb:Office_of_Compliance_Inspections_and_Examinations
|
| gptkbp:headquartersLocation |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
Division of Examinations
|
| gptkbp:parentOrganization |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:partOf |
gptkb:U.S._Securities_and_Exchange_Commission
|
| gptkbp:responsibleFor |
conducting examinations of broker-dealers
conducting examinations of investment advisers conducting examinations of mutual funds overseeing compliance of regulated entities conducting examinations of other SEC-registered entities |
| gptkbp:website |
https://www.sec.gov/about/offices/ocie.shtml
|
| gptkbp:bfsParent |
gptkb:Office_of_Compliance_Inspections_and_Examinations
|
| gptkbp:bfsLayer |
4
|