General Securities Principal Qualification Examination
GPTKB entity
Statements (25)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
examination
|
| gptkbp:abbreviation |
gptkb:Series_24
|
| gptkbp:administeredBy |
gptkb:Financial_Industry_Regulatory_Authority
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:duration |
3 hours and 45 minutes
|
| gptkbp:format |
multiple choice
|
| https://www.w3.org/2000/01/rdf-schema#label |
General Securities Principal Qualification Examination
|
| gptkbp:language |
English
|
| gptkbp:numberOfRooms |
150
|
| gptkbp:prerequisite |
gptkb:Securities_Industry_Essentials_Exam
gptkb:Series_7 gptkb:Series_62 Series 17 Series 37 Series 38 |
| gptkbp:purpose |
qualify individuals to supervise or manage branch activities of broker-dealers
|
| gptkbp:regulates |
supervision of investment banking
supervision of trading supervision of advertising and sales supervision of compliance with FINRA rules supervision of securities business |
| gptkbp:requires |
General Securities Principal registration
|
| gptkbp:scoredFor |
70%
|
| gptkbp:bfsParent |
gptkb:Series_24_exam
|
| gptkbp:bfsLayer |
5
|