Statements (99)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:test_subjects
|
| gptkbp:administered_by |
gptkb:Financial_Industry_Regulatory_Authority
gptkb:Financial_Industry_Regulatory_Authority_(FINRA) |
| gptkbp:covers |
investment products
|
| gptkbp:duration |
225 minutes
|
| gptkbp:effective_date |
2 years
|
| gptkbp:eligibility |
must be sponsored by a FINRA member firm
|
| gptkbp:exam_topics |
gptkb:Series_63
gptkb:Series_66 gptkb:real_estate_investment_trusts_(REITs) economic factors market analysis financial planning financial statements insurance products multiple choice regulatory agencies securities markets mutual funds hedging strategies prohibited activities trade execution anti-money laundering margin accounts retirement plans investment recommendations exchange-traded funds (ETFs) customer accounts investment risks options trading strategies suitability analysis taxation of investments |
| gptkbp:first_introduced |
gptkb:1974
|
| gptkbp:frequency |
year-round
|
| gptkbp:has |
a registration process
|
| https://www.w3.org/2000/01/rdf-schema#label |
Series 7
|
| gptkbp:includes |
multiple-choice questions
|
| gptkbp:is |
available in multiple languages
a standardized test important for financial advisors recognized in the United States a comprehensive exam a key certification in finance a prerequisite for investment banking roles a prerequisite for other licenses a requirement for many financial jobs a requirement for selling commodities a requirement for selling corporate bonds a requirement for selling derivatives a requirement for selling foreign securities a requirement for selling government securities a requirement for selling hedge funds a requirement for selling investment trusts a requirement for selling life insurance products. a requirement for selling municipal securities a requirement for selling mutual funds a requirement for selling options a requirement for selling private placements a requirement for selling structured products a requirement for selling unit investment trusts a requirement for selling variable annuities a requirement for trading securities a test of financial knowledge a test of regulatory knowledge offered in various locations often studied for months one of the most challenging exams part of the Series exams part of the licensing process required for brokers taken by aspiring stockbrokers taken by individuals seeking to work in finance a requirement for selling ETFs a requirement for selling REITs |
| gptkbp:is_tested_for |
available immediately after completion
recommended study time of 100-150 hours knowledge of securities |
| gptkbp:known_as |
General Securities Representative Exam
|
| gptkbp:language |
English
|
| gptkbp:material |
available from various providers
|
| gptkbp:purpose |
to qualify individuals for registration as representatives
|
| gptkbp:qualifies |
registered representatives
|
| gptkbp:replaced_by |
Series 7 Top-Off Exam
|
| gptkbp:requires |
study materials
passing score |
| gptkbp:score |
72%
|
| gptkbp:test_center |
gptkb:Pearson_VUE
|
| gptkbp:test_cost |
$300
|
| gptkbp:test_retake_limit |
3 attempts within a 12-month period
|
| gptkbp:test_retake_policy |
must wait 30 days for a retake
|
| gptkbp:topics |
regulatory requirements
options investment returns equity securities debt instruments |
| gptkbp:visitors |
125
|
| gptkbp:bfsParent |
gptkb:Apple_Watch
gptkb:Doctor_Who |
| gptkbp:bfsLayer |
4
|