Securities Industry Essentials Exam
GPTKB entity
Statements (24)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
examination
|
| gptkbp:abbreviation |
gptkb:SIE
|
| gptkbp:administeredBy |
gptkb:FINRA
gptkb:Financial_Industry_Regulatory_Authority |
| gptkbp:duration |
1 hour and 45 minutes
|
| gptkbp:eligibility |
open to anyone 18 or older
|
| gptkbp:fareControl |
$80
|
| https://www.w3.org/2000/01/rdf-schema#label |
Securities Industry Essentials Exam
|
| gptkbp:introducedIn |
2018
|
| gptkbp:language |
English
|
| gptkbp:location |
gptkb:Prometric_testing_centers
online remote proctoring |
| gptkbp:numberOfRooms |
75
|
| gptkbp:prerequisite |
qualification exams such as Series 7
|
| gptkbp:purpose |
assess basic knowledge of securities industry
|
| gptkbp:requires |
entry-level securities industry positions
|
| gptkbp:scoredFor |
70%
|
| gptkbp:topic |
understanding trading, customer accounts, and prohibited activities
knowledge of capital markets overview of regulatory framework understanding products and their risks |
| gptkbp:validOn |
4 years
|
| gptkbp:bfsParent |
gptkb:Series_7_exam
|
| gptkbp:bfsLayer |
5
|