Statements (23)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
securities license
|
| gptkbp:abbreviation |
gptkb:Series_62
|
| gptkbp:administeredBy |
gptkb:Financial_Industry_Regulatory_Authority
|
| gptkbp:allowsHolderTo |
sell closed-end funds (in the initial offering only)
sell REITs sell asset-backed securities sell corporate securities sell money market funds sell rights sell warrants |
| gptkbp:country |
gptkb:United_States
|
| gptkbp:focusesOn |
corporate securities
|
| https://www.w3.org/2000/01/rdf-schema#label |
Series 62
|
| gptkbp:officialName |
gptkb:Corporate_Securities_Limited_Representative_Exam
|
| gptkbp:prerequisite |
sponsorship by FINRA member firm
|
| gptkbp:relatedTo |
gptkb:Series_7
Series 6 |
| gptkbp:requires |
corporate securities representative
|
| gptkbp:retired |
October 1, 2018
|
| gptkbp:status |
retired
|
| gptkbp:type |
qualification exam
|
| gptkbp:bfsParent |
gptkb:General_Securities_Principal_Qualification_Examination
|
| gptkbp:bfsLayer |
6
|