Statements (26)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
regulatory document
|
| gptkbp:appliesTo |
broker-dealers
investment advisers |
| gptkbp:contains |
conflicts of interest
disciplinary history fees and costs standards of conduct |
| gptkbp:deliveryRequirement |
must be delivered to retail investors
|
| gptkbp:fileNameLengthLimit |
2 pages
|
| gptkbp:filingDate |
gptkb:SEC
|
| gptkbp:format |
plain English
|
| gptkbp:fullName |
Customer Relationship Summary
|
| https://www.w3.org/2000/01/rdf-schema#label |
Form CRS
|
| gptkbp:mandate |
SEC Regulation S-K Item 601
|
| gptkbp:openToPublic |
yes
|
| gptkbp:purpose |
help retail investors make informed decisions
disclose key information about relationships and services |
| gptkbp:regulates |
Regulation Best Interest
|
| gptkbp:relatedTo |
gptkb:Form_ADV
Regulation Best Interest |
| gptkbp:requires |
gptkb:U.S._Securities_and_Exchange_Commission
firms serving retail investors |
| gptkbp:startDate |
June 30, 2020
|
| gptkbp:updateRequirement |
must be updated within 30 days of material changes
|
| gptkbp:bfsParent |
gptkb:Registered_Investment_Advisor
|
| gptkbp:bfsLayer |
7
|