the Securities Exchange Act of 1934
GPTKB entity
Properties (56)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
federal law
|
| gptkbp:addresses |
market manipulation
|
| gptkbp:aimsTo |
protect investors
|
| gptkbp:allows |
insider trading
investors to sue for damages short selling under certain conditions |
| gptkbp:amends |
Securities Acts Amendments of 1975
|
| gptkbp:appliesTo |
publicly traded companies
|
| gptkbp:enactedBy |
gptkb:United_States_Congress
|
| gptkbp:enforces |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:established |
gptkb:Securities_and_Exchange_Commission
rules for electronic filing rules for tender offers reporting requirements for brokers rules for foreign companies |
| gptkbp:facilitates |
market transparency
|
| https://www.w3.org/2000/01/rdf-schema#label |
the Securities Exchange Act of 1934
|
| gptkbp:includes |
Rule 10b-5
Section 10(b) proxy solicitation rules Section 12(g) Section 16(b) Section_18 |
| gptkbp:influencedBy |
Great Depression
|
| gptkbp:influences |
subsequent securities legislation
|
| gptkbp:isAttendedBy |
gptkb:Dodd-Frank_Act
|
| gptkbp:isCitedIn |
court cases regarding securities fraud
|
| gptkbp:isConsidered |
landmark legislation
|
| gptkbp:isCriticizedFor |
complexity of regulations
|
| gptkbp:isExaminedBy |
gptkb:SEC
|
| gptkbp:isInfluencedBy |
financial crises
|
| gptkbp:isLocatedIn |
SEC_rules_and_regulations
|
| gptkbp:isOrganizedBy |
some business groups
|
| gptkbp:isPartOf |
New Deal legislation
U.S._securities_regulation_framework |
| gptkbp:isRelatedTo |
Securities Act of 1933
|
| gptkbp:isReviewedBy |
Congress_periodically
|
| gptkbp:isSubjectTo |
judicial interpretation
|
| gptkbp:isSupportedBy |
investor protection advocates
|
| gptkbp:keyIssues |
U.S._financial_markets_stability
|
| gptkbp:promotes |
fair trading practices
|
| gptkbp:provides |
anti-fraud provisions
rules for shareholder meetings guidelines for accounting standards rules for trading securities regulations for investment companies |
| gptkbp:regulates |
securities transactions
|
| gptkbp:requires |
registration of securities
public companies to disclose financial information disclosure of executive compensation filing of annual reports filing of quarterly reports periodic reporting by companies disclosure of beneficial ownership |
| gptkbp:signature |
gptkb:Franklin_D._Roosevelt
|
| gptkbp:yearEstablished |
June 6, 1934
|