Statements (51)
Predicate | Object |
---|---|
gptkbp:instanceOf |
Financial Market Participant
|
gptkbp:definedIn |
gptkb:Dodd-Frank_Wall_Street_Reform_and_Consumer_Protection_Act
|
gptkbp:engagedIn |
Swap Transactions
|
https://www.w3.org/2000/01/rdf-schema#label |
Swap Dealers
|
gptkbp:mayInclude |
gptkb:Broker-Dealers
gptkb:Banks gptkb:Hedge_Funds Insurance Companies |
gptkbp:mustRegisterWith |
gptkb:SEC
gptkb:CFTC |
gptkbp:regulates |
gptkb:Commodity_Futures_Trading_Commission
gptkb:Securities_and_Exchange_Commission |
gptkbp:role |
Counterparty to Swaps
Market Liquidity Provider |
gptkbp:subject |
gptkb:Volcker_Rule
gptkb:Business_Continuity_Planning Stress Testing Requirements Capital Requirements Reporting Requirements Business Conduct Standards Margin Requirements Position Limits Prudential Regulation Internal Controls Annual Compliance Reporting Anti-Fraud Provisions Anti-Money Laundering Rules Chief Compliance Officer Requirements Clearing Requirements Conflict of Interest Rules Cross-Border Rules Customer Protection Rules Daily Trading Records Requirements Dispute Resolution Procedures Know Your Customer Requirements Large Trader Reporting Portfolio Compression Requirements Portfolio Reconciliation Requirements Real-Time Public Reporting Recordkeeping Requirements Registration Requirements Risk Exposure Reporting Risk Management Standards Segregation of Collateral Rules Supervision Requirements Swap Data Repository Reporting Swap Dealer De Minimis Exception Swap Execution Facility Rules Trade Acknowledgment Requirements |
gptkbp:bfsParent |
gptkb:Derivatives_Regulation
|
gptkbp:bfsLayer |
6
|